Definition of Series 24 Exam

The Series 24 Exam is designed to test those individuals who wish to supervise or manager others in the areas of investment banking, training or solicitation along with general business conduct as required by FINRA. This is not a stand-alone exam and candidates must be aware of the required prerequisites before they register for the Series 24.

The Series 24 Exam focuses on testing individual knowledge in the areas of:

  • Supervision of Investment Banking – 33 Questions
  • Supervision of Trading and Market Making – 31 Questions
  • Supervision of Brokerage Office Operations – 29 Questions
  • Sales Supervision; Employees; Regulatory Framework of FINRA – 43 Questions
  • Compliance and Financial Responsibility – 14 Questions

The Series 24 Exam is a 150 question multiple-choice exam that must be completed within 3_ hours. This exam is administered year round at Prometrics and Pearson testing centers and costs $115.00. Please note that the $115.00 only covers the cost of the exam and there will be other fees involved in the testing process. Successfully passing this exam requires a score of 70% or better.

Applying "Series 24 Exam" to Securities Exams:

Lets face it, the series 24 exam is among the most challenging exams administered by FINRA and one of the hardest exams most financial services professional will ever take. Why is it so challenging ? The reason is because it covers are large number of topics in great detail. Among the most difficult sections are the supervision of trading and market making and supervision of investment banking. Most candidates do not sit on trading desks and most do not work in the syndicate department. As a result these concepts are new to many test takers. These two sections cover over 60 questions on your exam, so it is best to spend a lot of time going over theses sections. We have packed our series 24 training material with all of the information you need to master these challenging concepts. And as always our series 24 materials come with our greenlight money back pass guarantee. Click here to learn more about our series 24 training materials.

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