FINRA Series 24 – Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA).

Enrollment Fee:

$120 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.

Prerequisite:

You must be sponsored by a FINRA member firm and must have already passed the series 7 or series 62 exam.

Format:

Multiple Choice

Number Of Questions:

Objective
# Questions
Supervision of Registration of the Broker-Dealer and Personnel Management Activities
9
Supervision of General Broker-Dealer Activities
45
Supervision of Retail and Institutional Customer Related Activities
32
Supervision of Trading and Market Making Activities
32
Supervision of Investment Banking and Research
32
TOTAL
150

 

Each candidate will be allowed 210 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 24 exam.