Skip to content

Pass Rate

Over 25 years and 400,000 exams

Assured Success

If you use our practice exams

Chat & Call Support

We are with you every step of the way

Definition of Issuer

Issuer is any entity which issues or proposes to issue securities.

Applying "Issuer" to Securities Exams:

If a corporation or Government sells securities to the public or simply proposes to sell securities to the public, they by definition are an issuer. A corporation may seek sell equity securities (stock) and debt instruments (bonds) to investors . Federal and municipal issuers may only offer debt instruments to investors.

Preparing for an Exam?

Receive 15% off all your Securities Exam Prep materials