Series 66 Exam Information

The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.

Enrollment Fee:

$128 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.

Prerequisite:

There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.

Corequisite:

You need to pass the Series 7 exam to become fully registered.

Format:

Multiple Choice

Number Of Questions:

Objective
# Questions
Economic Factors and Business Information
5
Investment Vehicle Characteristics
20
Client Investment Recommendations and Strategies
30
Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices
45
TOTAL
100