Series 66 Exam Information
The Uniform Combined State Law Examination was developed by NASAA The North American Securities Administrators Association. The examination is designed to qualify candidates as both securities agents and investment adviser representatives.
$128 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.
There are no prerequisites for registration. If registering as an individual, you must complete Form U-10.
You need to pass the Series 7 exam to become fully registered.
Number Of Questions:
Economic Factors and Business Information
Investment Vehicle Characteristics
Client Investment Recommendations and Strategies
Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices