Securities Exam Blog

One of the most important concepts you’ll encounter on the Series 3 exam is the distinction between hedgers and speculators in the futures markets. If you’re struggling to fully grasp the difference, a simple real-world example might help bring it to life.  Hedging Explained Through Auto Insurance Imagine you go to a car dealership and... "Understanding Hedgers and Speculators for the Series 3 Exam: A Real-World Analogy"

In this article we are going to review the differences between the Series 22 Exam and the Series 82 Exam. We will cover the business activities allowed for each type of limited representative.  Many agents who wish to focus on a specific niche in the securities industry opt to take specialized top off exams. These... "Should I take the Series 22 or Series 82 Exam ?"

In this article we are going to review the differences between the Series 23 Exam and the Series 24 Exam. We will cover Exam eligibility and the pros and cons to taking either Exam.   What is the difference between The Series 23 & Series 24 Exam? The short answer to this question is, the series... "Should I take the series 23 or Series 24 Exam?"

Many students want to know how much time it takes to prepare for a securities exam. We get asked this question virtually every day. When getting ready to sit for an exam students need to allocate the time required to fully prepare. Managing a study schedule in addition to work and life obligations can be... "Securities Exam Prep Time"

Having to retake a FINRA exam after a failed attempt can be a daunting task. Utilizing best practices and avoiding the common pitfalls can make all the difference.  Here we show you what you need to do to get ready for your second attempt and how to avoid common mistakes. Pitall Number 1: Keep using... "The Top Reasons People Fail A Securities Exam The Second Time"

Many students across the country are still actively seeking live open enrollment classes to prepare them for the series 7 exam. Unfortunately, even in the biggest cities in the country, live classes are no longer available. From New York City to Los Angeles and everywhere in between, providers have simply stopped offering live in person... "Live In Person Series 7 Class"

Investment advisers serve different types of clients. Some are individuals; others are estates or large charitable trusts. Many advisers provide investment advice to businesses of various sizes and structures. Understanding these structures is crucial for the Series 65 exam, as questions often test knowledge about client types and their implications for liability, taxation, and investment... "Types of Clients Tested on The Series 65 Exam"

How to Pass the Series 99 Examand become an Operations Professional What is the best way to prepare for the Series 99 exam? What is the best way to prepare for the Series 99 exam? We get asked this question all the time. The answers is that, while everyone learns in a different way, there are... "How To Pass The Series 99 Securities Exam"

How to Prepare for the Series 9 Examand become a General Securities Sales Supervisor What is the best way to prepare for the Series 9 exam? We get asked this question all the time. The answers is that, while everyone learns in a different way, there are certain steps that everyone must take to pass... "How To Pass The Series 9 Securities Exam"