Author: Securities Institute Staff

Here are some of the key points that you need to know about market maker registration and responsibility to help you pass you series 24 exam. All broker dealers that wish to register as a market maker must file an application with FINRA and demonstrate that they are in good standing with FINRA and that... "Series 24 market maker registration and responsibility"

A very important test topic to master for you upcoming series 65 exam is what appears on Form ADV and how its various parts are used. An investment adviser will begin its formal registration process by filling out Form ADV. The ADV form will provide detailed information regarding the investment adviser and it is comprised... "What you Must Know About Form ADV to Pass The Series 65 Exam"

Here is some great information on the type of non-standardized options are likely to be tested on your series 7 exam. Test takers should understand the operational aspects and the uses of mini options, weekly options and binary options. Mini options The options exchanges have begun offering option contracts that allow an investor to speculate... "New Option Topics Tested on The Series 7 Exam"

Here is some great information on how trusts may be tested on your series 65 exam. Trusts may be revocable or irrevocable. With a revocable trust, the individual who established the trust and contributes assets to the trust, known as the grantor or settlor , may, as the name suggests, revoke the trust and take... "Series 65 Exam Tip"

As many series 24 test takers know, the exam will challenge you to master the supervision of trading and market making down to the smallest detail. Here is some great information on direct market access and rogue trading prvention to help you on this difficult section. This information is taken right from our series 24... "Series 24 Exam Direct Market Access"