Category: Series 24 Exam Prep

Crowdfunding has become a popular way for issuers to raise capital from small investors. Issuers may offer securities to investors for purchase through a broker dealer or through a registered crowdfunding portal. The portal must be registered with the SEC and must also be a FINRA member firm. Issuers who raise capital through crowdfunding may... "What is Tested On Crowd Funding"

As many series 24 test takers know, the exam will challenge you to master the supervision of trading and market making down to the smallest detail. Here is some great information on direct market access and rogue trading prvention to help you on this difficult section. This information is taken right from our series 24... "Series 24 Exam Direct Market Access"