Category: Series 26 Exam Prep

In this article we are going to review the types of activities that may be performed by non-registered individuals who are subject to the fingerprint requirements of FINRA. While these individuals are not required to become licensed to perform the permitted activities, their roles often provide access to sensitive information and documents. A non-registered fingerprint... "Understanding the Role of Non-Registered Fingerprint (NRF) Individuals"

How to Pass the Series 26 Examand become an Investment Company Products/Variable Contracts Limited principal What is the best way to prepare for the Series 26 exam?We get asked this question all the time. The answers is that, while everyone learns in a different way, there are certain steps that everyone must take to pass... "How To Pass The Series 26 Securities Exam"

How To Understand The Role Of The Principal On The Series 26 Examand Become an Investment Company Products/Variable Contracts Limited principal One of the keys to passing the series 26 exam is to make sure that you have a complete understanding of how the role of the principal will be tested on the Series 26... "Understanding The Role Of The Principal"

How To Understand Supervision On The Series 26 Examand Become an Investment Company Products/Variable Contracts Limited principal One of the keys to passing the series 26 exam is to make sure that you have a complete understanding of how supervision will be tested on the Series 26 Exam. This article which was produced from material... "Mastering Supervision Of The Firm"

How To Understand Supervision On The Series 26 Examand Become an Investment Company Products/Variable Contracts Limited principal One of the keys to passing the series 26 exam is to make sure that you have a complete understanding of how supervision will be tested on the Series 26 Exam. This article which was produced from material... "Understanding Supervision"

How To Understand Sales Practices On The Series 26 Examand Become an Investment Company Products/Variable Contracts Limited principal One of the keys to passing the series 26 exam is to make sure that you have a complete understanding of how sales practices will be tested on the Series 26 Exam. This article which was produced... "Understanding Sales Practices"

In  this article we are going to cover everything you need to know about retirement plans and how they will be tested on your FINRA Exam Retirement Plans In a taxable account, the account balance is reduced annually when the investor is taxed on interest, dividends, and capital gains. In a tax-deferred account, however, the... "All About Retirment Plans"

In this article we are going to review a significant amount of information relating to the supervision of retail communications.  As you prepare to take your principal level exam, you  will want to make sure that you have mastered these topics. This information has been taken directly from our textbooks, video lectures and feedback from... "Supervision of retail communication"

Why do I need to know so much information? The series 26 examination covers a very broad range of topics.  Many test-takers want to know why they need to know so much information that they are unlikely to use in their  role as a variable contract principal. The answer to this question is that by... "Series 26 exam Best Practices"

In this article we are going to take a look at the mutual fund prospectus. We will review all of the information you need to know about the use and content of a mutual fund prospectus. This information is critical to passing your exam. What is a mutual Fund Prospectus? The mutual fund prospectus is... "mutual fund prospectus"