Category: Series 7 Exam Prep

Should I take the series 7 or the Series 79 exam? How do you know if your investment industry job duties or the duties of one of your reps require a Series 7 license, a Series 79 license or both? This depends on the activities being performed. The General Securities Representative (Series 7) examination covers... "Should I take the series 7 or the Series 79 exam?"

In this article we are going to take a look at how corporate securities are offered to investors for sale for the very first time. When we take a look at offering corporate securities we have to start a review with the Securities Act of 1933. The Securities Act of 1933 regulates the primary market.... "FINRA Exam Prep Issuing Securities"

If you are taking The SIE exam, the Series 7 series 24 or series 99 exam, here are the must know facts about margin accounts to ensure you pass your exam. The Federal Reserve Board sets the amount that must be deposited when customers purchase securities using borrowed funds. This is known as the initial... "Must know Tips for Margin Accounts"

Here is some great information on the type of non-standardized options are likely to be tested on your series 7 exam. Test takers should understand the operational aspects and the uses of mini options, weekly options and binary options. Mini options The options exchanges have begun offering option contracts that allow an investor to speculate... "New Option Topics Tested on The Series 7 Exam"