Securities Exam Blog

If you’re gearing up for the Series 79 exam, expect clean, number-driven questions that test whether you can compute—and correctly interpret—P/E and PEG. Here’s exactly how they show up and how to nail them fast. Step 1 — Calculate the P/E Ratio Let’s look at an example of SIA. SIA is trading at $50 per... "How the PE & PEG Ratios Are Tested on the Series 79 Exam"

A Side-by-Side Walkthrough for the Series 79 Exam “Your unlevered cash flow is always going to be greater than your levered cash flow.”Now let’s take a look at a side-by-side comparison of these 2 elements. This exact logic shows up often in investment banking modeling—and yes, Series 79 exam prep candidates should be comfortable with... "Unlevered vs. Levered Cash Flow"

One of the calculations you will need to know for your series 79 exam is how an acquisition impacts the enterprise value of the acquiring company. Let’s take a look at how an acquisition can impact the enterprise value of the acquiring company. The way the deal is paid for—whether in cash, debt, equity, or... "How an Acquisition Impacts Enterprise Value"

Here we explain how the use of futures contracts lower the cost of capital to farmers and as a result lowers prices in the marketplace. Let’s take the scenario of a farmer who needs to obtain capital to cover operating expenses.  And he goes down to his local banker and perhaps his banker is named... "How Farmers Cut Costs and Reduce Risk"

One of the most important concepts you’ll encounter on the Series 3 exam is the distinction between hedgers and speculators in the futures markets. If you’re struggling to fully grasp the difference, a simple real-world example might help bring it to life.  Hedging Explained Through Auto Insurance Imagine you go to a car dealership and... "Understanding Hedgers and Speculators for the Series 3 Exam: A Real-World Analogy"

In this article we are going to review the differences between the Series 22 Exam and the Series 82 Exam. We will cover the business activities allowed for each type of limited representative.  Many agents who wish to focus on a specific niche in the securities industry opt to take specialized top off exams. These... "Should I take the Series 22 or Series 82 Exam ?"

In this article we are going to review the differences between the Series 23 Exam and the Series 24 Exam. We will cover Exam eligibility and the pros and cons to taking either Exam.   What is the difference between The Series 23 & Series 24 Exam? The short answer to this question is, the series... "Should I take the series 23 or Series 24 Exam?"

Many students want to know how much time it takes to prepare for a securities exam. We get asked this question virtually every day. When getting ready to sit for an exam students need to allocate the time required to fully prepare. Managing a study schedule in addition to work and life obligations can be... "Securities Exam Prep Time"

Having to retake a FINRA exam after a failed attempt can be a daunting task. Utilizing best practices and avoiding the common pitfalls can make all the difference.  Here we show you what you need to do to get ready for your second attempt and how to avoid common mistakes. Pitall Number 1: Keep using... "The Top Reasons People Fail A Securities Exam The Second Time"