All Definitions »Code of Procedure

Code of Procedure Meaning & Definition

Pass Rate

Over 25 years and 400,000 exams

Assured Success

If you use our practice exams

Chat & Call Support

We are with you every step of the way

Definition of Code of Procedure

FINRA bylaw that sets guidelines for the investigation of trade practice complaints and alleged rule violations.

Applying "Code of Procedure" to Securities Exams:

Choose Your Exam

xref