Pass Your FINRA Exam Guaranteed Or Your Money Back With Our Greenlight Guarantee
For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with industry leading pass rates!
Pass our Greenlight guaranteed practice exam & we guarantee you’ll pass your exam – or your money back!*
Know Your Customer Rule is an industry regulation, which requires a Registered Representative to be familiar with the customer’s financial objectives and needs, prior to making a recommendation; also known as Rule 405.
All registered reps must make an effort to learn about their customer’s financial needs and objectives to ensure that they can make suitable recommendations. All recommendations must be suitable based on the customer’s investment objectives and their current and future needs