NASD Bylaws: Now FINRA bylaws Meaning & Definition

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Definition of NASD Bylaws: Now FINRA bylaws

The rules that define the operation of FINRA and how it regulates the over the counter market. The four major bylaws are the Rules of Fair Practice, The Uniform Practice Code, The Code of Procedure, and The Code of Arbitration.

Applying "NASD Bylaws: Now FINRA bylaws" to Securities Exams: