Pass Your FINRA Exam Guaranteed Or Your Money Back With Our Greenlight Guarantee
For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with industry leading pass rates!
Pass our Greenlight guaranteed practice exam & we guarantee you’ll pass your exam – or your money back!*
Uniform delivery ticket is a document that must be attached to every security delivered by the seller, making the security "good delivery".
When a seller of securities deliver physical certificates to the buyer, the securities must be in good deliverable form. This includes that the certificate must be in good condition, signed by all owners, all owners must be alive and it must be accompanied by uniform delivery ticket. The uniform delivery ticket will include the particulars of the trade including the trade date, settlement date firm name, phone number and cusip number of the security.