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Home / Exam Review and Study Guide Textbooks / Securities Industry Essentials Exam Textbook
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Loved by 400,000+ Successful Students

Updated April 2026

Securities Industry Essentials Exam Textbook

Our SIE Exam Review Guide is a well crafted physical textbook that forms the foundations for our exam prep process. More than just another study guide to sit in the corner and gather dust, this comprehensive text provides you with an in-depth review of all material covered on the Essentials Exam. It’s your go-to guide and its available here straight from the source.

This guide is designed to build your knowledge. This means more than just listing facts and sharing information, it’s about cementing your understanding of the material so you can move forward with both the exam and your career. Laid out in a clear step-by-step format, the SIE Exam Review Guide is designed to be logical and easy to follow right from the very beginning. The idea is to help your knowledge build each time you sit down to study. With one topic leading into the next until you are ready to successfully sit for the Securities Industry Essentials Exam.

Plus, our SIE Review Guide is jam packed with reference guides, testing tips, sample test questions and real world examples just like you will see on the exam its self. Our goal is always to provide our customers with the top of the line exam prep products and this text clearly reflects that commitment.

Packed with test tips and Examples

400 Pages

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$59.95

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Greenlight Guarantee

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Securities Industry Essentials Exam Textbook
Securities Industry Essentials Exam Textbook

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GREENLIGHT GUARANTEE ™

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We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™

Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.

For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.

For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).

What is the GreenLight Exam?

Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.

What are the limitations on the GreenLight Exam?

The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.

When should I take my GreenLight Exam?

You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.

What if I used materials from another provider?

While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.

What if I purchased a full study solution and do not pass?

If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).

How do I claim my money back guarantee if I do not pass my exam?

Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.

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About the SIE Exam Review Guide

This best-in-class SIE exam prep study guide details everything you need to know. Created to ensure your success on the SIE exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your SIE exam. This textbook provides extraordinary detail covering:

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Capital markets

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Investment products and risks

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Trading

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Customer accounts

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Securities industry regulations

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And more

The SIE Study Guide arms you with everything you need to pass this intensive 75-question test. Designed to help you build and fine-tune your knowledge. It covers everything tested on the exam. The SIE Study Guide is your ticket to passing the SIE exam on the first try—with flying colors! This SIE textbook will guarantee that you’re prepared to take the test. it provides:

  • Dozens of examples based on real student feedback
  • Hundreds of practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test
Student Learning

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Phone: 877-218-1776 Email: web@securitiesce.com
© 2026 Securities Institute, All Rights Reserved. Privacy Policy | Terms of Service.

Contact Us

Phone: 877-218-1776 Email: web@securitiesce.com

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