FINRA Series 10 – Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA).
$125 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.
You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.
Number Of Questions:
Supervision of Accounts & Sales Activities
Municipal Securities Regulations
Conduct of Associated Persons
Hiring, Qualifications & Continuing Education
Record Keeping Requirements
Each candidate will be allowed 240 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 10 exam.