FINRA Series 10 – Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA).

Enrollment Fee:

$125 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.

Prerequisite:

You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.

Format:

Multiple Choice

Number Of Questions:

Objective
# Questions
Supervision of Accounts & Sales Activities
94
Municipal Securities Regulations
20
Conduct of Associated Persons
14
Hiring, Qualifications & Continuing Education
9
Record Keeping Requirements
8
TOTAL
145

 

Each candidate will be allowed 240 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 10 exam.


Series 10 Exam Textbook

Paperback 360 pages 246 test questions Published January 2019

The "go to guide" to acing the Series 10 exam - Our Series 10 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 10 exam. The Wiley Series 10 textbook is packed with test tips, Series 10 sample questions and all the must know information you need to pass your exam. Our Series 10 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 10 material.

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Series 10 Exam Prep Software

Over 1000 questions Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 10 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 10 exam.

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Series 10 Mobile Ebook

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If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 10 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 10 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

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