FINRA Series 26 – Exam Information
This exam is administered by The Financial Industry Regulatory Authority (FINRA) and will provide an individual with the qualifications necessary to become a principal who supervises and manages sales activities for investment companies and annuities.
$100 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.
You must be sponsored by a FINRA member firm and must have already passed the series 6 or series 7 exam.
Number Of Questions:
Objective# QuestionsBusiness Processing and Record Keeping Rules24Hiring and Qualifications11Sales Practices32Supervision24Training of Representatives19 TOTAL110
Each candidate will be allowed 140 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 26 exam.
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