Individuals who have passed the Series 3 exam may register as an associated person with an NFA member and may transact business in futures contracts and options on futures contracts. Individuals who have passed the Series 3 exam may apply for NFA membership as any of the following:
- Sole proprietor
$110 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.
Multiple Choice and True/False questions.
Number Of Questions :
|Future Trading Theory and Basic Functions Terminology
|Futures Margins, options Premiums, Price Limits, Settlements, Delivery, Exercise and Assignment
|Types of orders, Customer Accounts, Price Analysis
|Basic Hedging and Hedging calculations
|Speculation in futures
|CFTC / NFA Rules and Regulations
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