Series 4 Exam Prep Products

Preparing for the Series 4 Exam requires both dedication and planning for the serious candidate. Our Series 4 exam prep materials boast the highest pass rates in the industry and will guide you through your entire exam prep process. Passing the series 4 exam requires a mastery of complex option positions and compliance issues. Of course, the goal is to successfully pass the exam the first time . We understand your time is limited and that you must pass the series 4 exam. This is why we have dedicated ourselves to creating the highest quality materials on the market. As a Wiley partner company we deliver the exceptional quality you expect. Plus, we are the authors of these materials. Written by former option market makers and compliances pros. This means you are buying directly from the experts and have access to us at any point. Have any questions? Then please feel free to reach out at any time. We are here to help. Our Wiley exam review guides are the very high quality you would expect from the world’s largest publisher of financial information. Ensure you are ready to pass your Series 4 exam with our best in class Series 4 exam training materials.

  Note:  We are the authors of the Wiley exam prep products so you are buying directly from the experts! If you have any questions, we would love to hear from you.
work with a Series 4 exam tutor to increase your score by an average of 10 points

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 4 Textbook
  • Series 4 Practice Exam Software
  • Free Shipping
  • Updated June 2019
Series 4 exam review and test bank

Only

189.00

Series 4 Licensing Exam Prep Products

  • Over 750 questions
  • Works with all major browsers and mobile devices
  • Updated June 2019

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 4 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 4 exam.

Series 4 Exam Prep Software

Only

59.95

  • Paperback
  • 324 pages
  • 191 test questions
  • Updated June 2019

The "go to guide" to acing the Series 4 exam - Our Series 4 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 4 exam. The Wiley Series 4 textbook is packed with test tips, Series 4 sample questions and all the must know information you need to pass your exam. Our Series 4 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 4 material.

Series 4 exam text book and review guide

Only

149.00

  • Series 4 Sample ChapterPDF
  • Textbook Table of ContentsPDF
  • Textbook IndexPDF
  • IOS
  • Android
  • Kindle FIRE HD
  • Kindle FIRE HDX
  • Nook HD
  • Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 4 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 4 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

series 4 ebook

Only

149.00

  • Demo

Series 4 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Series 4 Important Concepts

What is the Option Agreement?

The option agreement is the OCC’s (Option Clearing Corporation) full disclosure document and it is titled “the Characteristics and Risks of Standardized Options”. All new option accounts must be approved by the registered option and security futures principal prior to the first option trade. An option investor must sign and return the option agreement within 15 days of the account’s approval to trade options. If the investor fails to return the option agreement within 15 days, no new option positions may be opened and the investor will be limited to closing transactions only until the option agreement is signed and returned. By signing the option agreement, the customer agrees to notify the firm of any significant change in their finances and the customer:

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What Multiple Option Positions and Strategies will be on the Series 4 exam?

Option strategies that contain positions in more than one option can be used effectively by investors to meet their objective and to profit from movement in the underlying stock price. The Series 4 exam will contain option questions on spreads, hedging and straddles.

What is a Long Straddle?

A long straddle is the simultaneous purchase of a call and a put on the same stock with the same strike price and expiration month. An option investor would purchase a straddle when they expect the stock price to be extremely volatile and to make a significant move in either direction.

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Understanding Supervision

A member firm’s public customer option business must be supervised by the firm in accordance with the supervision of its overall public customer business. Registered option and security futures principals (ROSFP) designated by the firm’s written supervisory procedures may supervise the member firm’s option business. The ROSFP is not required to complete the security futures firm element continuing education requirement and being designated as a ROSFP does not permit the ROSFP to supervise the member’s security futures business without satisfying the security futures firm element continuing education program.

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Multiple Option Positions and Strategies

Option strategies that contain positions in more than one option can be used effectively by investors to meet their objective and to profit from movement in the underlying stock price.

Long Straddles

A long straddle is the simultaneous purchase of a call and a put on the same stock with the same strike price and expiration month. An option investor would purchase a straddle when they expect the stock price to be extremely volatile and to make a significant move in either direction. An investor who owns a straddle is neither bullish

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