Skip to content

Category: Series 4 Exam Prep

 

How To Understand Supervision Of Sales Activities

By Securities Institute Staff
How To Understand Supervision Of Sales Activities On The Series 4 Examand become a Registered Options Principal One of the keys to passing the Series 4 exam is to make sure that you have a complete understanding of how supervision of sales activity will be tested on the Series 4 Exam. This article which was... "How To Understand Supervision Of Sales Activities"

How To Understand Options On The Series 4 Exam

By Securities Institute Staff
How To Understand Options On The Series 4 Exam:and become a Registered Options Principal This article will help you learn how options are tested on the Series 4 exam and get you ready to pass the test. As a Registered Options Principal you must have a full understanding of a number of different option positions.... "How To Understand Options On The Series 4 Exam"

How To Master Supervision Of Option Activity On The Series 4 Exam

By Securities Institute Staff
How To Master Supervision Of Option Activity On The Series 4 Examand become a Registered Options Principal This article will help you learn how to master the Supervision of Option Activity and get you ready to pass the Series 4 exam. As a Registered Options Principal a major part of your job function will be... "How To Master Supervision Of Option Activity On The Series 4 Exam"

Supervision of retail communication

By Securities Institute Staff
In this article we are going to review a significant amount of information relating to the supervision of retail communications.  As you prepare to take your principal level exam, you  will want to make sure that you have mastered these topics. This information has been taken directly from our textbooks, video lectures and feedback from... "Supervision of retail communication"
xref