Series 57 Exam Prep Products

Our Series 57 Exam Prep materials are the best of the best and have the highest pass rates in the industry. 


Our series 57 training materials have been written by NASDAQ traders and test prep pros.


We know what is tested on the series 57 exam and know how it is tested.


We are committed to bringing you the best possible preparation materials as we partner with you throughout this process. As the authors of these materials we are here to help and to find you the answers you need. Our Series 57 exam prep materials will guide you through your entire exam prep process


Ensure you are ready to pass your Series 57 exam with our best in class Series 57 exam training materials.


Trusted Experts

Trusted Experts

For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with a 90% pass rate

Guaranteed to pass

Guaranteed to pass

Pass one of our Greenlight guaranteed practice exams & we guarantee you’ll pass the Series 57 exam – or your money back!*

Live chat & Phone Support

Live chat & Phone Support

We’re with you every step of the way, from the time you purchase until the time you pass our trusted experts are here to answer all of your questions!

work with a Series 57 Exam tutor to increase your score by an average of 10 points

This is our most comprehensive series 57 training solution. Everything you need to pass the series 57 exam, Complete with our series 57 money back GreenLight Guarantee Purchase all the Series 57 products in one package and save big. If you are serious about passing the Series 57 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Textbook 2021 - 490 pages
  • Ebook 2021 - 490 pages
  • Practice Exams 1,200 questions
  • Online Video Class - 16 hours
  • Free Shipping
  • Updated April 2021
  • Unlimited access to videos and test bank for 6 months
Series 57 Complete Self Study Solution play button

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Textbook 2021 - 490 pages
  • Practice Exams 1,200 questions
  • Free Shipping
  • Updated April 2021
  • Unlimited access to test bank for 6 months
Series 57 Textbook & Exam Prep Software
  • Over 16 hours of HD video class instruction
  • Over 1200 questions
  • Updated April 2021

Get unlimited access to our series 57 video training course and our exam prep software 24 X 7 for 6 months. Our online course includes: 1) Over 16 hours of HD video class instruction 2) Our comprehensive exam prep software with over 1200 questions The course is accessible on all devices, watch the video classes on your phone, tablet or computer - take practice tests on the go. Our series 57 online course will make sure you have mastered all of the concepts you need to pass the exam. Our series 57 video class instruction will make sure you know exactly what is being tested and how it is being tested.

Series 57 Video Training Class And Exam Prep Software play button
  • Over 1200 questions
  • Works with all major browsers and mobile devices
  • Updated April 2021

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 57 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 57 exam.

Series 57 Exam Prep Software
  • Paperback
  • 490 pages
  • 102 test questions
  • Updated April 2021

The "go to guide" to acing the Series 57 exam - Our Series 57 textbook is designed to guide you through your entire study process and to get you ready to pass, the fisrt time. Ouur Series 57 textbook is packed with test tips, Series 57 sample questions and all the must know information you need to pass your exam. Our textbook has been developed to ensure you have the absolute best Series 57 material.

Series 57 Exam Textbook



  • IOS
  • Android
  • Kindle FIRE HD
  • Kindle FIRE HDX
  • Nook HD
  • Nook HD +
  • Updated April 2021

If you want to access your material on the go, this is the study solution you have been waiting for. Our Series 57 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 57 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

Series 57 Mobile Ebook



Be prepared to pass both the SIE exam and the series 57 exam with this complete study package. Best of all we guarantee you pass. Everything you need to pass including:

  • SIE Video Training Class - 15 hours
  • Series 57 Video Training Class - 16 hours
  • SIE Exam Review Text 2021 - 400 pages
  • Series 57 Exam Review Text 2021 - 536 pages
  • SIE Question Bank 1.100 Questions
  • Series 57 Question Bank 1.100 Questions
  • Checkpoint Exams
  • GreenLight Exams
  • GreenLight Pass Guarantee
  • Free Shipping
  • Instant unlimited access for 6 months
  • Updated April 2021
SIE and Series 57 exam Study Materials play button

Series 57 Important Concepts

Handling and Displaying Customer Limit Orders

If a market maker accepts customer limit orders, it must handle the order in accordance with The Limit Order Display Rule. If a market maker accepts a customer’s limit order that would improve its quoted price, the market maker must update its quote to reflect the customer’s limit order. A market maker is required to update its quote within 30 seconds of receiving the customer’s order. The 30-second time frame only applies to normal market conditions and does not include the opening or reopening of a security after a halt.


In the market for XYAD listed below the inside market is 15.00 bid and 15.05 offered. The size of the bid is for 500 shares and there are 300 shares offered

Read more

Automated Confirmation System / ACT Market Center Trade Reporting Facility

The ACT / TRF systems facilitate the reporting, matching, and clearing of trades executed through NASDAQ and other OTC environments. ACT / TRF transactions include:

  • NASDAQ Global market and Capital market securities
  • NON NASDAQ OTC securities
  • Third market CQS trades
  • NASDAQ Convertible bonds
  • Internal clearable transactions

All ACT / TRF eligible transactions must be reported to ACT / TRF by market makers within 10 seconds of the transaction during normal business hours.

Read more

Order Entry Parameters

A system order is entered in the NASDAQ system for display or execution. All orders must indicate a limit price and if the order is to buy, sell or sell short the security for which the order is entered. System orders may be designated with the following time in force parameters:

  • Market Hours Immediate or Cancel (MIOC) 9:30 AM – 4:00 PM EST
  • Market Hours Good-till-Cancelled (MGTC) 9:30 AM – 4:00 PM EST
  • Market Hours Day (MDAY) 9:30 AM – 4:00 PM EST
  • System Hours Expire Time (SHEX) Expires at a stated time
  • System Hours Immediate or Cancel (SIOC) 7:00 AM – 8:00 PM EST
  • System Hours good-till-Cancelled (SGTC) 7:00 AM – 8:00 PM EST
  • Good-till-Market Close (GTMC) 7:00 AM – 8:00 PM EST

Read more


In addition to the requirements to become a market maker, firms must follow strict guide-lines when acting as a market maker. Market makers must adhere to all rules relating to their participation in the over the counter market. Entering quotes, executing orders, and operating as a market maker during an offering are just some of the activities that have very specific standards of operation. All Series 57 candidates must have an in-depth understanding of market maker rules and regulations in order to successfully complete the Series 57 exam.

Times For Entering a Quote

The NASDAQ opens for trading at 9:30 AM EST with an opening cross. Market makers in anticipation of the opening may enter bids and offers based on orders that the firm has

Read more