Ensure you pass The Series 57 Securities Trader qualification examination. Our Series 57 training provides you with proven strategies for preparing and passing. In fact, we are so confident we offer you a money back pass guarantee. Our Series 57 Exam Prep course is the best in the industry. With the highest pass rates. Check out our Exam Review Course and Study Material highlights:

 

  • On demand high quality video training classes follow our textbooks. Explaining key concepts and how each topic is tested.
  • An extensive test bank of Series 57 practice questions provides complete explanations. We make sure you understand the correct answers
  • Our Series 57 training materials are written by NASDAQ traders and test prep pros. We make challenging concepts easy to understand
  • Our Series 57 exam secrets, test tips and cheat sheets get you ready for exam day. Ace the FINRA series 57 exam with our proven strategies for success

Enroll in the Best Series 57 Exam Prep Course

Prepare to pass the FINRA Series 57 Licensing Exam Today

Most Popular in This Series

This series 57 training package will ensure you are ready to pass and have mastered every detail. So you feel confident on exam day

$289.00

90% Pass Rate

Over 25 years and 400,000 exams

Guaranteed to Pass

If you use our practice exams

Live chat & Phone Support

We are with you every step of the way
  • FEATURES
  • Compare Packages

  • Select Product
  • Demo Video
  • Updated
  • Online Account Access
  • Physical Perfect Bound Textbook
  • Ebook
  • Video Training Class
  • Test Bank
  • Number of ways to customize exams
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
  • Phone Email & Chat Support
  • HIGHEST PASS RATES

  • Series 57 Complete Self Study Solution
  • Demo Video
    play button
  • Updated
    December 2023
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    490 pages
  • Ebook
    490 pages
  • Video Training Class
    15 Hours - 18 videos - 18 section tests
  • Test Bank
    1,200 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free UPS Shipping
    Your tracking number will be emailed to you
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 289.00

  • BEST VALUE

  • Series 57 Textbook & Exam Prep Software
  • Demo Video
  • Updated
    December 2023
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    490 pages
  • Ebook
  • Video Training Class
  • Test Bank
    1,200 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free UPS Shipping
    Your tracking number will be emailed to you
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 209.00

  • BEST ADDITIONAL PRODUCT

  • Series 57 Video Training Class And Exam Prep Software
  • Demo Video
    play button
  • Updated
    December 2023
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
  • Ebook
  • Video Training Class
    15 Hours - 18 videos - 18 section tests
  • Test Bank
    1,200 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 174.95

This is our most comprehensive series 57 training solution. Everything you need to pass the series 57 exam. Complete with our series 57 money back GreenLight Guarantee. Buy all the Series 57 products in one package and save big. If you are serious about passing the Series 57 exam, then this package is for you. This package includes the following exam preparation products:

  • Textbook - 490 pages
  • Ebook - 490 pages
  • Practice Exams 1,200 questions
  • Online Video Class - 16 hours
  • Free Shipping
  • Updated December 2023
  • Unlimited access to videos and test bank for 6 months
Series 57 Complete Self Study Solution play button

Buy both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Textbook - 490 pages
  • Practice Exams 1,200 questions
  • Free Shipping
  • Updated December 2023
  • Unlimited access to test bank for 6 months
Series 57 Textbook & Exam Prep Software
  • Over 16 hours of HD video class instruction
  • Over 1,200 questions
  • Updated December 2023

Get unlimited access to our series 57 video training course and our exam prep software 24 X 7 for 6 months. Our online course includes: 1) Over 16 hours of HD video class instruction 2) Our comprehensive exam prep software with over 1200 questions The course is accessible on all devices. Watch the video classes on your phone, tablet or computer - take practice tests on the go. Our series 57 online course will make sure you have mastered all the concepts you need to pass the exam. Our series 57 video class instruction makes sure you know exactly what is being tested. And how it is being tested..

Series 57 Video Training Class And Exam Prep Software play button
  • Over 1200 questions
  • Works with all major browsers and mobile devices
  • Updated December 2023

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes. Select the topics, number of questions, when to see answers. Randomized finals let you know when you are ready to take the test. The Series 57 exam prep test bank is a must have product. Ensure you have mastered the knowledge and are ready to pass your Series 57 exam.

Series 57 Exam Prep Software
  • Paperback
  • 490 pages
  • 102 test questions
  • Updated December 2023

The "go to guide" to acing the Series 57 exam. Designed to guide you through your entire study process and to get you ready to pass, the first time. Packed with test tips, Series 57 sample questions and all the information you need to pass your exam. Our Series 57 textbook ensures you have the absolute best Series 57 materia

Series 57 Exam Textbook

Only

165.00

  • IOS
  • Android
  • Updated December 2023

If you want to access your material on the go, this is the study solution you have been waiting for. Our Series 57 Mobile ebook is much more than an Ebook and far more accessible than a PDF. For the first time students may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content. All in a high quality and dynamic environment.

Series 57 Mobile Ebook

Only

145.00

Be prepared to pass both the SIE exam and the series 57 exam with this complete study package. Best of all we guarantee you pass. Everything you need to pass including:

  • SIE Video Training Class - 15 hours
  • Series 57 Video Training Class - 16 hours
  • SIE Exam Textbook - 400 pages
  • SIE Exam Ebook - 400 pages
  • Series 57 Exam Textbook - 526 pages
  • Series 57 Exam Ebook - 526 pages
  • SIE Question Bank 1.100 Questions
  • Series 57 Question Bank 1.100 Questions
  • Checkpoint Exams
  • GreenLight Exams
  • GreenLight Pass Guarantee
  • Free Shipping
  • Instant unlimited access for 6 months
  • Updated December 2023
SIE and Series 57 exam Study Materials play button

Series 57 Important Concepts

Handling and Displaying Customer Limit Orders

If a market maker accepts customer limit orders, it must handle the order in accordance with The Limit Order Display Rule. If a market maker accepts a customer’s limit order that would improve its quoted price, the market maker must update its quote to reflect the customer’s limit order. A market maker is required to update its quote within 30 seconds of receiving the customer’s order. The 30-second time frame only applies to normal market conditions and does not include the opening or reopening of a security after a halt.

Example:

In the market for XYAD listed below the inside market is 15.00 bid and 15.05 offered. The size of the bid is for 500 shares and there are 300 shares offered

Read more

Automated Confirmation System / ACT Market Center Trade Reporting Facility

The ACT / TRF systems facilitate the reporting, matching, and clearing of trades executed through NASDAQ and other OTC environments. ACT / TRF transactions include:

  • NASDAQ Global market and Capital market securities
  • NON NASDAQ OTC securities
  • Third market CQS trades
  • NASDAQ Convertible bonds
  • Internal clearable transactions

All ACT / TRF eligible transactions must be reported to ACT / TRF by market makers within 10 seconds of the transaction during normal business hours.

Read more

Order Entry Parameters

A system order is entered in the NASDAQ system for display or execution. All orders must indicate a limit price and if the order is to buy, sell or sell short the security for which the order is entered. System orders may be designated with the following time in force parameters:

  • Market Hours Immediate or Cancel (MIOC) 9:30 AM – 4:00 PM EST
  • Market Hours Good-till-Cancelled (MGTC) 9:30 AM – 4:00 PM EST
  • Market Hours Day (MDAY) 9:30 AM – 4:00 PM EST
  • System Hours Expire Time (SHEX) Expires at a stated time
  • System Hours Immediate or Cancel (SIOC) 7:00 AM – 8:00 PM EST
  • System Hours good-till-Cancelled (SGTC) 7:00 AM – 8:00 PM EST
  • Good-till-Market Close (GTMC) 7:00 AM – 8:00 PM EST

Read more

Introduction

In addition to the requirements to become a market maker, firms must follow strict guide-lines when acting as a market maker. Market makers must adhere to all rules relating to their participation in the over the counter market. Entering quotes, executing orders, and operating as a market maker during an offering are just some of the activities that have very specific standards of operation. All Series 57 candidates must have an in-depth understanding of market maker rules and regulations in order to successfully complete the Series 57 exam.

Times For Entering a Quote

The NASDAQ opens for trading at 9:30 AM EST with an opening cross. Market makers in anticipation of the opening may enter bids and offers based on orders that the firm has

Read more

SCORE HIGHER

work with a Series 57 Exam tutor to increase your score by an average of 10 points

CONTACT A SPECIALIST TODAY

LEARN MORE