Category: Series 6 Exam Prep

How to Pass the Series 6 Examand become an Investment Company Representative What is the best way to prepare for the Series 6 exam? We get asked this question all the time. The answers is that, while everyone learns in a different way, there are certain steps that everyone must take to pass the Series... "How To Pass The Series 6 Securities Exam"

How To Understand Mutual Funds On The Series 6 Examand become an Investment Company Representative One of the keys to passing the series 6 exam is to make sure that you have a complete understanding of how mutual funds will be tested on the Series 6 Exam. This article which was produced from material contained... "Understand Mutual Funds – Series 6"

Understanding Annuities On The Series 6 Examand become an Investment Company Representative One of the keys to passing the Series 6 exam is to make sure that you have a complete understanding of how annuities will be tested on the Series 6 Exam. This article which was produced from material contained in our Series 6... "Understanding Annuities – Series 6"

How To Master Mutual Fund Pricing And Pass The Series 6 Examand become an Investment Company Representative One of the keys to passing the series 6 exam is to make sure that you have a complete understanding of how mutual fund pricing will be tested on the Series 6 Exam. This article which was produced... "Master Mutual Fund Pricing"

How To Master Advanced Annuity Concepts On The Series 6 Examand become an Investment Company Representative One of the keys to passing the series 6 exam is to make sure that you have a complete understanding of how advanced annuity concepts will be tested on the Series 6 Exam. This article, which was produced from... "Master Advanced Annuity Concepts Series 6"

In  this article we are going to cover everything you need to know about retirement plans and how they will be tested on your FINRA Exam Retirement Plans In a taxable account, the account balance is reduced annually when the investor is taxed on interest, dividends, and capital gains. In a tax-deferred account, however, the... "All About Retirment Plans"

The objective of this article is to help candidates determine which  top off exam  to take once they have passed the SIE examination. If I have already passed my SIE Exam, Should I take the Series 6 or 7 Exam?  Many candidates who have taken the sie exam wonder what the next step is to... "I passed the SIE exam Should I take the series 6 or 7"

In this article we are going to review a number of the different types of CMOs you are likely to be tested on, on your exam.  Many FINRA exams have a number of questions relating to collateralized mortgage obligations. Some of the questions will be definitional in nature. Some of the questions will require you... "All About Collateralized Mortgage Obligations"

In this article we are going to take a look at the mutual fund prospectus. We will review all of the information you need to know about the use and content of a mutual fund prospectus. This information is critical to passing your exam. What is a mutual Fund Prospectus? The mutual fund prospectus is... "mutual fund prospectus"

In our previous article we reviewed the three ways for purchasing an annuity contract. Let’s move forward here, and get a little bit more detailed about some of the specifics regarding the operation of the annuity’s separate account. When an investor contributes money into a variable annuity product, that money goes into the separate account... "Annuity payments and taxation"