Series 63 Exam Prep Products

Our series 63 exam prep products are top of the line and are designed to provide you with the best training material

 

Our series 63 materials maintain the highest pass rates in the industry. A fact that speaks for itself. 

 

As the authors  you are buying from the experts. So if you have a question, let us know. We are always happy to help! 

 

Our Series 63 textbooks, test banks and video training classes  will guide you through your entire exam prep process. 

 

Assure your success with our money back GreenLight Guarantee ™ – pass our GreenLight exam within 5 days of your actual exam, and if you do not pass, we will refund your money.

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For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with a 90% pass rate

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Pass one of our Greenlight guaranteed practice exams & we guarantee you’ll pass the Series 63 exam – or your money back!*

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work with a Series 63 Exam tutor to increase your score by an average of 10 points

This is our most comprehensive series 63 training solution. Everything you need to Pass the series 63 exam, Complete with our series 63 money back GreenLight Guarantee.Purchase all the Series 63 products in one package and save big. If you are serious about passing the Series 63 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Textbook 2021 - 215 pages
  • Test Bank - 800 questions
  • Online Video Class - 4 hours
  • Ebook 2021 - 215 pages
  • Free Shipping
  • Updated January 2021
  • Unlimited access to videos and test bank for 6 months
Series 63 Complete Self Study Solution play button

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Textbook
  • Practice Exam Software
  • Free Shipping
  • Updated January 2021
  • Unlimited access to test bank for 6 months
Series 63 Textbook & Exam Prep Software
  • 24 x 7 access for 6 months
  • Fully interactive

Our all new series 63 video class is hands down the best series 63 online class in the market today. Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight test points for easy note taking. This video class walks you through all of the topics you need to know to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 63 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 63 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 63 video features include: 1) 4 hours of HD video broken into 5 sections 2) Comprehensive coverage of the Uniform Securities Act, its rules and regulations and the state securities administrator 3) Our videos are accessible on all devices ( all computers, phones and tablets) 4) Our series 63 video class contains new test tips and details exactly what topics are being tested and how they are being tested 5) Our series 63 video course follows our books chapter by chapter and topic by topic 6) 4 Chapter Tests 7) Instant unlimited access 24X7 for 6 months

Series 63 Online Video Class play button

Only

99.00

Get Videos and Exam Prep Software:

124.99

  • Over 800 questions
  • Works with all major browsers and mobile devices
  • Updated January 2021

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 63 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 63 exam.

Series 63 Exam Prep Software
  • IOS
  • Android
  • Kindle FIRE HD
  • Kindle FIRE HDX
  • Nook HD
  • Nook HD +
  • Updated January 2021

If you want to access your material on the go, this is the study solution you have been waiting for. Our Series 63 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 63 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

Series 63 Mobile Ebook

Only

59.95

  • Paperback
  • 216 pages
  • 201 test questions
  • Updated January 2021
  • Free Shipping

The go to guide to acing the Series 63 exam - Our Series 63 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 63 exam. This Series 63 textbook is packed with test tips, Series 63 sample questions and all the must know information you need to pass your exam. Our Series 63 textbook has been developed to ensure you have the absolute best Series 63 material.

Series 63 Exam Textbook

Only

59.95

  • Series 63 Sample Chapter PDF
  • Textbook Table of ContentsPDF
  • Textbook IndexPDF

Series 63 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Purchase the complete self study solution for both the Series 7 and Series 63 exams. This is one of our more inclusive deals and includes:

  • Series 7 Textbook 2021- 624 pages
  • Series 63 Textbook 2021 - 215 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 63 Practice Exams - 800 questions
  • Series 7 Online Video Class - 20 hours
  • Series 63 Online Video Class - 4 hours
  • Series 7 Ebook 2021 - 624 page
  • Series 63 Ebook 2021 - 215 pages
  • Free Shipping for all
  • Updated January 2021
  • Unlimited access to videos and test banks for 6 months
Series 7 & 63 Complete Self-Study Solution play button

Purchase the Series 7 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 7 Textbook 2021 - 624 pages
  • Series 63 Textbook 2021 - 215 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 63 Practice Exams - 800 questions
  • Free Shipping
  • Updated January 2021
  • Unlimited access to test banks for 6 months
Series 7 & 63 Exam Prep Material

Purchase the complete self study solution for both the Series 6 and Series 63 exams. This is another of our more inclusive deals and includes:

  • Series 6 Textbook 2021 - 384 pages
  • Series 63 Textbook 2021 - 215 pages
  • Series 6 Practice Exams - 1500 questions
  • Series 63 Practice Exams - 800 questions
  • Series 6 Online Video Class - 10 hours
  • Series 63 Online Video Class - 4 hours
  • Series 6 Ebook 2021 - 384 pages
  • Series 63 Ebook2021 - 215 pages
  • Free Shipping
  • Updated January 2021
  • Unlimited access to videos and test banks for 6 months
Series 6 & 63 Complete Self-Study Solution play button

Purchase the Series 6 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 6 Textbook 2021 - 384 pages
  • Series 63 Textbook 2021 - 215 pages
  • Series 6 Practice Exams - 1500 questions
  • Series 63 Practice Exams - 800 questions
  • Free Shipping
  • Updated January 2021
  • Unlimited access to test banks for 6 months
  • Greenlight money back pass guarantee
Series 6 & 63 Study Material

Series 63 Important Concepts

Exempt Transactions

Sometimes a security that would otherwise have to register is exempt from state registration because of the type of transaction that is involved. The following are all exempt transactions:

Private Placements/Regulation D Offerings

A private placement is a sale of securities that is made to a group of accredited investors and the securities are not offered to the general public. Accredited investors include institutional investors and individuals who:

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Introduction

The state securities administrator has the authority to enforce all of the provisions of the Uniform Securities Act (USA) within their state. The state securities administrator may deny, revoke, or suspend the registration of a security, an agent, or a firm. The administrator may also revoke an exemption from registration, subpoena and investigate any registrant, and amend rules as required. The North American Securities Administrators Association or NASAA is the oldest investor protection organization in the country and represents the interest of all of the state securities administrators. NASAA also writes policies and administers the Series 63, 65, and 66 exams.

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Registration of Broker Dealers

Prior to conducting business in any state, a broker dealer must be properly registered or exempt from registration in that state. The first test when deciding if the broker dealer must register is determining if the firm has an office in the state. If the firm maintains an office within the state it must register with that state. An agent must register in their state of residence even if their firm is located in another state.

Example:
An agent who lives in New Jersey and who commutes to their office in New York must register in both New Jersey and New York.

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All securities that are sold to a state residence must either be:

  • Duly registered; or,
  • Exempt from registration; or,
  • Sold through an exemption transaction

Exempt Securities

Exempt securities are exempt from the registration requirements of The Securities Act of 1933. Exempt securities are not exempt from the antifraud provisions of the USA. Exempt securities are:

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