If three individuals form a broker-dealer as an LLC and all three are ...

When the broker-dealer files Form BD with the regulators, the three owners will provide their disclosure information at that time. When a brokder-dealer files for registration in a state at least 1 officer must also register as an agent of the broker-dealer. As all 3 of the owners of the broker-dealer will be selling securities. All of the owners in this case will be required to register.