The best Series 65 exam prep course. We are ranked #1. Our comprehensive guide to Series 65 Exam Prep gets you ready for the real test. Our Exam Review Course and Series 65 Study Material hghlights:
  • Our Series 65 study materials boast the highest pass rates in the industry. We guide you through your entire exam prep process. 
  • Our Series 65 textbook, test questions and video classes work with you. We explain each concept, step by step.
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  • We ensure you are ready to pass The NASAA Uniform Investment Adviser Law Exam. Providing Essential Tips and Techniques for Preparation

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  • Series 65 Complete Self Study Solution
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    13 Hours - 19 videos - 19 section tests
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    1,900 questions
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  • Series 65 Textbook & Exam Prep Software
  • Demo Video
  • Updated
    January 2024
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    516 pages
  • Ebook
  • Video Training Class
  • Test Bank
    1,900 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free UPS Shipping
    Your tracking number will be emailed to you
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 139.95

  • BEST ADDITIONAL PRODUCT

  • Series 65 Online Video Class
  • Demo Video
    play button
  • Updated
    January 2024
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
  • Ebook
  • Video Training Class
    13 Hours - 19 videos - 19 section tests
  • Test Bank
    1,900 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 124.99

Series 65 Fast Facts

Answers to Frequently Asked Questions for the Uniform Investment Adviser Law Exam

  • What can I do with a series 65 license?

Passing the Series 65 exam qualifies investment professionals to represent a registered investment adviser. Acting in the capacity of an investment adviser representative. This allows individuals to earn fees for providing investment advice. Fess are traditionally charged as a percentage of assets under management.

  • Do I need to be sponsored by a firm to take the test ?

No. The North American Securities Administrators Association does not require candidates to be sponsored. Candidates may submit form U10 to open an exam window.

  • What Type of questions are on the Series 65 exam?

The test questions presented on the exam focus on the following topics. Client Investment Recommendations and Strategies. Portfolio Management, Registration Requirements and the authority of the State Securities Administrators.

  • How many questions are on the test ?

The Series 65 exam contains 130- Multiple choice questions. Each question requires candidates to select from the 4 available answer choices. The exam will also have 10 questions which will not count toward the final score. These are not scored questions and are mixed in during the course of the exam.

  • What is the time limit for completing the exam?

The series 65 examination must be completed within the 3 hour time limit.

  • What is the passing score for the series 65?

The passing score for the series 65 is 70%.

  • Is the exam graded on a curve?

No. The exam is not graded on a curve. 91 of the 130 score questions must be answered correctly.

  • How much does it cost to take the exam? 

The exam fee is $187.

  • Where Can I take the Exam?

Candidates must appear at an approved Prometric test center. Prometric has centers available throughout the world. The test may be scheduled any day the center is open.

  • What is the best way to prepare for the series 65?

A comprehensive approach to preparing for the exam is a must. Students should read the textbook completely. Our preparation is set up so that every chapter in the textbook has a corresponding video lesson. Providing more detail and information on the topics contained in the reading. The best practices for preparing for the series 65 exam are: 1) read the chapter. 2) take the quiz at the end of each chapter. 3) watch the corresponding video training module. 4) take the quiz at the end of the video class presentation. Follow this format throughout the entire book and video presentation. Take topic focused practice questions. Once your reading and series 65 videos are complete, move on to the series 65 simulated final exams. Pay attention to the explanations and rationales. This is particularly important on the checkpoint and greenlight exams.

 

 

This is our most comprehensive series 65 training solution. Everything you need to Pass the series 65 exam. Complete with our series 65 money back GreenLight Guarantee. Buy all the Series 65 products in one package and save big. If you are serious about passing the Series 65 exam, then this package is for you. It includes ALL the following exam preparation products:

  • Textbook 2024 - 516 pages
  • test bank 1,900 questions
  • Online Video Class - 13 hours
  • Ebook 2024 - 516 pages
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  • Updated January 2024
  • Unlimited access to videos and test bank for 6 months
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Buy both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

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Series 65 Textbook & Exam Prep Software

Series 65 Exam Prep Study Materials

  • Over 1900 questions
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Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes. Select the topics, number of questions, when to see answers. Randomized finals let you know when you are ready to take the test. The Series 65 exam test bank is a must have product. Ensure you have mastered the knowledge and are ready to pass your Series 65 exam.

Series 65 Exam Prep Software
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Our all new series 65 video class is hands down the best series 65 online class in the market today. State of the art high definition with key concepts, tables and formulas displayed. This class highlights test points for easy note taking. This video class walks you through all the topics you need to know to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all the concepts tested . It even lets you know exactly how they are being tested on the exam. Our series 65 video explains the concepts using real world examples. It includes feedback from countless students. Our series 65 video class is the perfect companion to our textbooks. And a great supplement to any study program to help you master the material for your exam. Our series 65 video features include: 1) 13 hours of HD video broken into 15 sections 2) Over 2 hours detailing recommendations and portfolio analysis. over 2 hours detailing The Uniform Securities Act 3) Our videos are accessible on all devices ( all computers, phones and tablets) 4) Our series 65 video class contains new test tips. 5)Details exactly what topics are being tested and how they are being tested 6) Our series 65 video course follows our books chapter by chapter and topic by topic 6) 19 Chapter Tests 7) Instant unlimited access 24X7 for 6 months

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The go to guide to acing the Series 65 exam. Our Series 65 textbook provides you with the knowledge you need. Designed to get you ready to pass the Series 65 exam. Packed with test tips, Series 65 sample questions and all the must know information. To get you ready to pass your exam. Developed to ensure you have the absolute best Series 65 study guide

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Series 65 Important Concepts

Alpha

A stock’s alpha is its projected independent rate of change or the difference between an investment’s expected return and its actual return. Portfolio managers whose portfolios have positive alphas are adding value and increasing the return through their asset selection.

Beta

A stock’s beta is its projected rate of change relative to the market as a whole. If the market was up 10% for the year, a stock with a beta of 1.5 could reasonably be expected to be up 15%. A stock with a beta greater than one has a higher level of volatility than the market as a whole and is considered to be more risky than the overall market. A stock with a beta of less than one is less volatile than prices in the overall market and is considered to be less risky. An example of a low beta

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Analyzing Bonds

In a normal interest rate environment, longer-term bonds will pay investors a higher interest rate than short-term bonds of equal quality. As interest rates change the price of existing bonds will move inversely to the change in interest rates. A bond’s duration is a measure of the bond’s price sensitivity to a small change in interest rates and is stated in years. Longer term bonds and bonds with low coupons will generally have a higher duration than shorter term or higher yielding bonds. The higher the bond’s duration, the greater the bond’s interest rate risk and the greater its price volatility. Duration allows investors to compare the interest rate risk associated with bonds of different maturities, quality, and coupons. The bond’s duration may be stated as either modified duration or effective duration. Modified duration assumes

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Understanding Supervision

Economics, put simply, is the study of shortages – supply vs. demand. As the demand for a product or service rises, the price of those goods or services will tend to rise. Alternatively, if the provider of those goods or services tries to flood the market with those goods or services, the price will tend to decline as the supply outpaces the demand. The supply and demand model works for all goods and services including stocks, bonds, real estate, and money. Series 65 candidates can expect to see 10 to 15 questions on economics.

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Investment Adviser State Registration

It is unlawful for an investment adviser to conduct securities business without being duly registered or exempt from registration. State registration exemptions are provided for investment advisers who:

  • Are federally registered
  • Manage portfolios for investment companies
  • Manage portfolios in excess of $100,000,000
  • Have no office in the state and conduct business exclusively with financial institutions
  • Have no office in the state and offer advice to no more than five clients in any 12-month period. This is known as the de minimis exemption

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