Series 7 Exam Prep

Preparing for the Series 7 exam is a significant undertaking, one that requires dedication, planning and forethought right from the very beginning.

“Your instructors went above and beyond helping our new agents to pass the Series 7. I can’t thank you enough.”

–M. Rudolph, Merrill Lynch

Buy Your Series 7 Exam Prep Materials from Us Because:

  • We have dedicated ourselves to providing you with the highest quality exam prep materials on the market today.
  • Our materials set the standard for the industry and we proudly claim to maintain the highest pass rates of any exam prep program on the market today.
  • These cutting edge materials have been developed in partnership with John Wiley & sons, the largest publisher of financial information in the world.
  • If you need help or have questions, you can chat with a rep or call our office.
  • Our Series 7 materials are guaranteed – pass our GreenLight exam within 5 days of your actual exam, and if you do not pass, we will refund your money.
  • Our goal is for you to succeed and pass your Series 7 Exam!

Trusted Experts

Trusted Experts

For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with a 90% pass rate

Guaranteed to pass

Guaranteed to pass

Pass one of our Greenlight guaranteed practice exams & we guarantee you’ll pass the Series 7 exam – or your money back!*

Live chat & Phone Support

Live chat & Phone Support

We’re with you every step of the way, from the time you purchase until the time you pass our trusted experts are here to answer all of your questions!

work with a Series 7 Exam tutor to increase your score by an average of 10 points

Arm yourself with the best series 7 study materials. Purchase all the Series 7 products in one package and save big. If you are serious about passing the Series 7 exam, then this package is for you. It includes ALL of the following exam preparation products:

  • Textbook - 624 pages
  • Ebook -624 pages
  • Practice Exams - 2,100 questions
  • Unlimited randomized practice exams
  • Unlimited randomized final exams
  • Checkpoint exams
  • Greenlight exam
  • Online Video Class - 20 hours
  • Free Shipping
  • Updated November 2020
  • Unlimited access to videos and test bank for 6 months
Series 7 Complete Self Study Solution play button

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Textbook - 624 pages
  • Practice Exams - 2100 questions
  • Free Shipping
  • Published March 2020
  • Unlimited access to test bank for 6 months
Series 7 Textbook & Exam Prep Software
  • Over 2100 questions
  • Works with all major browsers and mobile devices
  • Updated March 2020

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 7 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 7 exam. Series 7 GreenLight Guarantee ™ - pass our GreenLight exam within 5 days of your actual exam, and if you do not pass, we will refund your money. ™ More Info

Series 7 Exam Prep Software
  • 24 x 7 access for 6 months
  • Fully interactive.
  • 20 hours of instruction

Our all new series 7 video class is hands down the best series 7 online class in the market today. Shot in state of the art high definition with key concepts, tables and formulas displayed to highlight test points for easy note taking. This video class walks you through all of the topics you need to know to pass your exam. Our videos follow our books chapter by chapter and topic by topic. This video class details all of the concepts being tested and will let you know exactly how they are being tested on the exam. Our series 7 video brings all of the material to life and explains the concepts using real world examples that students can easily understand. Our series 7 video class is the perfect companion to our textbooks and a great supplement to any study program to help you master the material for your exam. Our series 7 video features include: 1) 20 hours of HD video broken into 19 sections 2) Over 3 hours on options, almost 2 hours on Municipal securities 3) Our videos are accessible on all devices ( all computers, phones and tablets) 4) Our series 7 video class contains new test tips and details exactly what topics are being tested and how they are being tested 5) Our series 7 video course follows our books chapter by chapter and topic by topic 6) 21 Chapter Tests 7) Unlimited access 24X7 for 6 months

Series 7 Online Video Class play button

Only

99.00

Get Videos and 2,100 test questions:

149.00

  • Sample Video
  • Online - access anywhere, anytime
  • Updated March 2020
  • Paperback
  • 624 pages
  • 542 test questions
  • Published March 2020

The "go to guide" to acing the Series 7 exam - Our Series 7 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 7 exam. The Wiley Series 7 textbook is packed with test tips, Series 7 sample questions and all the must know information you need to pass your exam. Our Series 7 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best

Series 7 Exam Textbook

Only

144.95

  • Series 7 Sample ChapterPDF
  • Textbook Table of ContentsPDF
  • Textbook IndexPDF
  • IOS
  • Android
  • Kindle FIRE HD
  • Kindle FIRE HDX
  • Nook HD +
  • Published March 2020

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 7 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 7 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

Series 7 Mobile Ebook

Only

144.95

  • Demo

Series 7 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

  • 2021 Securities Industry Essentials Exam Review Guide - 400 page
  • 2021 SIE Ebook - 400 pages
  • SIE Online Video Training Class (20 hours of video)
  • SIE Test Bank -1,100 Questions
  • 2021 Series 7 Exam Review Guide - 684 page
  • 2021 Series 7 Ebook - 684 pages
  • Series 7 Online Video Training Class (15 hours of video)
  • Series 7 Test Bank - 2,100 Questions
  • Free Shipping
  • Updated January 2021
SIE and series 7 top off exam complete study solution

Our most complete training for the SIE, Series 7 & 63 . This Complete Self-Study Solution contains the following individual products:

  • 2021 SIE Exam Review Guide - 400 pages
  • SIE Exam Prep Software - 1,100 questions
  • SIE Online Video Class - 15 hours
  • 2021 SIE Mobile Ebook - 400 pages
  • 2021 Series 7 Exam Review Guide - 624 pages
  • Series 7 Exam Prep Software - 2,100 questions
  • Series 7 Online Video Class - 20 hours
  • 2021 Series 7 Mobile Ebook - 624 pages
  • 2021 Series 63 Exam Review Guide - 215 pages
  • Series 63 Exam Prep Software - 800 questions
  • Series 63 Online Video Class - 4 hours
  • 2021 Series 63 Mobile Ebook - 215 pages
  • Free Standard Shipping
  • GreenLight Pass Guarantee
  • Updated November 2020
  • Unlimited Access to videos and test banks for 6 months
SIE,series 7 and 63 exam prep play button

Purchase the complete self study solution for both the Series 7 and Series 63 exams. This is one of our more inclusive deals and includes:

  • Series 7 Textbook - 624 pages
  • Series 63 Textbook - 215 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 63 Practice Exams - 800 questions
  • Series 7 Online Video Class - 20 hours
  • Series 63 Online Video Class - 4 hours
  • Series 7 Ebook
  • Series 63 Ebook
  • Free Shipping for all
  • Updated March 2020
  • Unlimited access to videos and test banks for 6 months
Series 7 & 63 Complete Self-Study Solution play button

Purchase the Series 7 and Series 63 Textbooks and Exam Prep software for both exams. If you are writing one exam, you are probably writing the other and this deal puts both exam prep products in your hands. This bundle includes:

  • Series 7 Textbook - 624 pages
  • Series 63 Textbook - 215 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 63 Practice Exams - 800 questions
  • Free Shipping
  • Updated March 2020
  • Unlimited access to test banks for 6 months
Series 63 exam review study guide and test bank

Our most complete training for the SIE, Series 7 & 66 . This Complete Self-Study Solution contains the following individual products:

  • 2021 SIE Exam Review Guide - 400 pages
  • 2021 SIE Ebook - 400 pages
  • SIE Exam Prep Software - 1,100 questions
  • SIE Online Video Class - 15 hours
  • 2021 Series 7 Exam Review Guide - 624 page
  • 2021 Series 7 Ebook - 624 pages
  • Series 7 Exam Prep Software - 2,100 questions
  • Series 7 Online Video Class - 20 hours
  • 2021 Series 66 Exam Review Guide - 322 pages
  • 2021 Series 66 Ebook - 322 pages
  • Series 66 Exam Prep Software - 1,800 questons
  • Series 66 Online Video Class - 8 hours
  • Free Standard Shipping
  • GreenLight Pass Guarantee
  • Updated January 2021
SIE, Series 7 and 66 Exam prep play button

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook -624 pages
  • Series 66 Textbook - 322 page
  • Series 7 Practice Exams - 2100 questions
  • Series 66 Practice Exams - 1800 questions
  • Series 7 Online Video Class - 20 hours
  • Series 66 Online Video Class - 8 hours
  • Series 7 Ebook
  • Series 66 Ebook
  • Free Shipping for all
  • Updated March 2020
  • Unlimited access to videos and test banks for 6 months
series 7 & 66 exam Prep play button

Purchase the Series 7 and Series 66 Textbooks and Exam Prep software for both exams. Many professionals need to pass both these exams and this bundle will get you going. This bundle includes:

  • Series 7 Textbook - 624 pages
  • Series 66 Textbook - 322 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 66 Practice Exams - 1800 questions
  • Free Shipping
  • Updated March 2020
  • Unlimited access to test banks for 6 months
series 7 & 66 exam Prep

Series 7 License Frequently Asked Questions

The majority of people who obtain the Series 7 license will be required to pass the exam by their employer. Often times as a condition of employment, individuals are required to obtain the Series 7 license to function in their job. You may be joining your firm as a financial adviser, trader or in some other capacity that dictates that you pass the Series 7 exam. Your firm’s compliance department, home office or HR will notify individuals directly or through their managers as to the time frame for taking the exam. Full service broker dealers, proprietary trading firms and many investment advisory firms require their agents to obtain the Series 7 license.

A Series 7 license will allow you to conduct a significant amount of business in all general securities products including stocks, bonds, options rights, warrants, open and closed-end investment company shares and ETFs. Once you have obtained a Series 7 license if you wish to conduct business in variable annuity and variable life contracts you will be required to obtain a life and health insurance license in your state. Most agents who obtain a Series 7 license will wish to conduct business in variable annuities and will pursue an insurance license if they have not already done so. Passing the Series 7 exam and becoming Series 7 licensed will allow you to enter the financial services sector as general security registered representative.

Passing the Series 7 exams is a significant challenge and obtaining a Series 7 license takes focus and dedication to the exam preparation process. Students should not take this test lightly. You must thoroughly prepare to take the exam and should make it a top priority. Prepare for the exam by reading a textbook completely with a highlighter. You must read the book, there are no shortcuts and students need to understand this. You must clear your schedule, shut off your phone and focus. In addition to obtaining the knowledge required by the exam, you must master the application of the information by taking thousands of practice questions. We recommend at least 80 – 100 hours of preparation to ensure you pass your Series 7 exam and become licensed to represent your broker dealer.

For most registered representatives it feels like your Series 7 license is indeed transferable, in actuality it is not. If you wish to change employers by switching broker dealers, your Series 7 registration/license must be terminated by your current FINRA member firm. Your former employer / the firm that you are leaving will fill out and submit a Form U5 to FINRA. This will terminate your employment and your registration with that firm. When you arrive at your new firm you must fill out and submit a new Form U4. This will begin your registration with your new firm and your Series 7 license will become active at your new firm upon receiving notice from FINRA and the states where you conduct business.

Obtaining a Series 7 license will require many people to make an investment in their professional development. Your Series 7 license will empower you to conduct business in all general securities products. Many people who obtain a Series 7 license enjoy lucrative and successful careers. The good news is, for those who have to pay for it out of pocket, the costs are relatively low when compared to other types of training, certification and college expenses. Some employers pick up or reimburse the costs of training and the testing and registration fees. Even for these people many obtain additional resources such as additional test questions, books or videos to ensure they pass their exam. For those who have to pay all of the expenses out of pocket, it usually only costs a few hundred dollars for the testing and registration fees and the training materials. You will find that obtaining a Series 7 license opens many doors for you throughout your career.

Once you have obtained your Series 7 license you will be required to meet certain continuing educational requirements. Every year your firm will send out a questionnaire known as a “needs analysis” to each of its registered personnel. Based on the response to the questionnaire each representative will be assigned continuing education courses to complete. Your firm may have you attend a seminar, webinar or take an online course to satisfy the firm element continuing education requirement. You will also be required to complete the regulatory continuing education requirement, which is administered by FINRA. You will be required to complete this continuing education requirement by successfully completing the S101 course based on your date of association with a FINRA member. Your date of association for most people will be the date you passed your exam. You will be required to complete the S101 on the second anniversary of passing your exam and every three years thereafter. The S101 course may be completed at an approved facility or on FINRA’s continuing education portal.

The series 7 exams is considered to be a top off the exam. When combined with the SIE you will be licensed to represent a broker dealer in the sale of all general securities. Additionally, most states require that agents obtain a series 63 license in addition to the Series 7 license to conduct business within their state and with state residents. You can think of your Series 7 license as your product license and your license to represent your employing broker dealer. Your series 63 license can be thought of as your license to transact business with your clients or with people. The series 63 license is in addition to the life and health insurance license detailed above. Alternatively, many Series 7 registered representatives opt to take or are required to take the series 66 exam instead of taking the series 63 exams. The series 66 exams once passed in addition to the Series 7 will allow a person to become fully licensed to represent both a broker dealer and investment adviser in the sale of securities to state residents. A fully licensed Series 7 & 66 agents may receive compensation in the form of commissions for executing orders through a broker dealer and may also receive fee-based compensation for giving advice while representing an investment adviser. These fees usually take the form of an asset-based fee such as 1 percent of the value of the account. We hope that this answers many of your frequently asked questions about the Series 7 license. If you have any additional questions please call or email us.

The Series 7 Exam is comprised of 125 multiple choice questions. Each candidate will have 3 hours to complete the exam and a score of 72% is required to pass the exam.

 

Good luck on your exam.