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You don’t need a finance degree to become a licensed financial advisor.
You need the right exam.
Teachers, military veterans, real estate agents, nurses, we’ve helped thousands from every background get licensed. The full path takes 6–12 months. It starts with the SIE, which anyone can take no firm, no sponsorship, no finance degree required.
400,000+
students licensed since 1996
GreenLight
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Choose the Right License
How to Get Fully Licensed
Step 1: Pass the SIE (4–6 weeks, no firm required, $139)
Step 2: Interview at a broker-dealer or RIA (SIE on resume = competitive edge)
Step 3: Pass the Series 7 or Series 65 (firm sponsors you, 8–12 weeks)
Step 4: Add state registration (Series 63, 65, or 66 your firm’s compliance team guides this)
Here’s the plan
and a guarantee we back with real money.
Prepare to pass your initial licensing exam today
Buy The Best SIE Exam Prep Study Materials
Prepare to pass The FINRA SIE exam with our Best-In-Class study materials. Created by industry experts. Our Securities Training Package gets you ready to succeed. Ace The Securities Industry Essentials Exam. The first time. Our best in class securities exam training course features:
13+ hours video training
1,500+ practice questions with explanations
432-page study guide
Real exam simulation & reports
Personalized study plan
90% Pass Rate
Over 25 years and 400,000 exams
Assured Success
If you use our practice exams
Chat & Call Support
We are with you every step of the way
Authors of the industry leading exam review guides
Creators of the best in class video training courses
Originators of the Greenlight money back pass guarantee
Developers of the most challenging test banks
Buy The Best SIE Exam Prep Study Materials
Prepare to pass your initial licensing exam today
SIE Compare Packages
SIE
SIE Exam and Series 6 Top off Exam Complete Self Study Solution
SIE Exam and Series 7 Top off Exam Complete Self Study Solution
SIE and Series 22 Complete Self-Study Solution
SIE and Series 57 Complete Self-Study Solution
SIE and Series 79 Complete Self Study Solution
Video Class Demo
TotalGenius!
Online Account Access
Physical Perfect Bound Textbook
eBook
Video Training Class
Test Bank
Number of Ways to Customize Exams
Comprehensive Question & Exam Reports
Unlimited Randomized Simulated Final Exams
Unlimited Topic Focused Practice Exams
Checkpoint Exams
Greenlight Exam
Exam Plan Personal Study Calendar
Shipping
Online Tools
Test Tips Video to Improve Your Score
Cheat Sheets
Phone Email & Chat Support
Highest pass rate
Watch Demo Video
180 days instant access
400 pages
400 pages
12 Hours - 14 videos - 14 section tests
1,000 questions
15
Free UPS Shipping. Your tracking number will be emailed to you
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
139.00
Best Value
Watch Demo Video
180 days instant access
400 pages
12 Hours - 14 videos - 14 section tests
1,000 questions
15
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
115.00
Best additional product
Watch Demo Video
180 days instant access
12 Hours - 14 videos - 14 section tests
1,000 questions
15
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
85.00
GREENLIGHT GUARANTEE ™
×We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™
Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.
For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.
For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
What is the GreenLight Exam?
Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.
What are the limitations on the GreenLight Exam?
The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.
When should I take my GreenLight Exam?
You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.
What if I used materials from another provider?
While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.
What if I purchased a full study solution and do not pass?
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
How do I claim my money back guarantee if I do not pass my exam?
Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.
Why Choose
The Securities Institute of America
All-In-One Study System :
We provide a fully integrated learning environment by combining traditional textbooks with state-of-the-art video training and AI-powered tutoring.
High Impact Exam Prep :
Study smarter and learn faster with our TotalGenius! AI-powered platform, instant answers, instant guidance, and immediate results.
Experience :
Since our inception in 1995, Securities Exam Prep is all we do. We know what it takes to be successful on exam day and are here to help you every step of the way.
Results :
With more than 400,000 successful students and a pass rate of 90%, we take pride in our results
From Your Career to Licensed Financial Advisor: The Complete Roadmap
Includes
- 1. The 4-step licensing path with realistic timelines per step
- 2. Which exam you need based on the role you’re targeting (broker vs. advisor vs. planner)
- 3. How to use the SIE as a job search advantage (what to say in interviews)
- 4. Common questions from career changers answered directly
- 5. Coupon Code: NEWPATH2025