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Category: FINRA Exam Prep

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FINRA testing in the time of COVID-19

By Securities Institute Staff
When covid-19 took hold in the United States, large parts of the economy were closed to stem the spread of the virus.  The administration of FINRA licensing exams has not been immune to the shut down. This crisis has caused unique problems and challenges for regulators, broker-dealers and test-takers alike. As the Prometric test centers... "FINRA testing in the time of COVID-19"

The Number One Reason People Fail Securities Exams

By Securities Institute Staff
Can I just take the practice questions and pass the exam? NO! it is amazing how many times we hear people asking this question. Even worse, is how many times we hear that someone has failed the exam because all they did was take practice questions or maybe just “skimmed” through the book. Just taking... "The Number One Reason People Fail Securities Exams"
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