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Category: FINRA Exam Prep

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FINRA Remote Online Testing

By Securities Institute Staff
Remote testing for FINRA exams is only available in limited circumstances. The availability of remote testing has been largely reversed since the end of the pandemic. If you meet FINRA’s criteria for remote testing..Here is a comprehensive overview of the remote testing process.  Prometrics Proproctor is designed to make it easy to test anywhere, anytime... "FINRA Remote Online Testing"

10 steps to passing your FINRA exam

By Securities Institute Staff
Objective The objective of this article is to provide test takers with the must know information about FINRA,  NASAA pre licensing exams. Once read you will have a better understanding of how the exams are administered, the testing procedures and how to prepare for your exam.     History Industry mandated licensing  requirements established by FINRA, NASAA... "10 steps to passing your FINRA exam"

FINRA testing in the time of COVID-19

By Securities Institute Staff
When covid-19 took hold in the United States, large parts of the economy were closed to stem the spread of the virus.  The administration of FINRA licensing exams has not been immune to the shut down. This crisis has caused unique problems and challenges for regulators, broker-dealers and test-takers alike. As the Prometric test centers... "FINRA testing in the time of COVID-19"

The Number One Reason People Fail Securities Exams

By Securities Institute Staff
Can I just take the practice questions and pass the exam? NO! it is amazing how many times we hear people asking this question. Even worse, is how many times we hear that someone has failed the exam because all they did was take practice questions or maybe just “skimmed” through the book. Just taking... "The Number One Reason People Fail Securities Exams"
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