Category: FINRA Exam Prep

Since FINRA introduced remote online testing, we have had many students elect to take their FINRA exams in this new format.  We have spoken to literally hundreds of students who have taken the exam either from their office or home.  The results, opinions and experiences varied greatly among the candidates. In this article we will... "Student feedback – FINRA online testing"

In this article we are going to review a number of different features regarding payment-in-kind bonds.  Investors who purchase this type of security may receive a coupon rate that is paid in additional bonds, shares of preferred stock or a combination of cash and securities. Some issuers, especially those who may be experiencing cash-flow problems... "Payment-in-kind bonds"

Remote testing for FINRA exams is only available in limited circumstances. The availability of remote testing has been largely reversed since the end of the pandemic. If you meet FINRA’s criteria for remote testing. Here is a comprehensive overview of the remote testing process.  Prometrics Proproctor is designed to make it easy to test anywhere,... "FINRA Remote Online Testing"

Objective The objective of this article is to provide test takers with the must know information about FINRA,  NASAA pre licensing exams. Once read you will have a better understanding of how the exams are administered, the testing procedures and how to prepare for your exam.     History Industry mandated licensing  requirements established by FINRA, NASAA... "10 steps to passing your FINRA exam"

When covid-19 took hold in the United States, large parts of the economy were closed to stem the spread of the virus.  The administration of FINRA licensing exams has not been immune to the shut down. This crisis has caused unique problems and challenges for regulators, broker-dealers and test-takers alike. As the Prometric test centers... "FINRA testing in the time of COVID-19"

In this article We are going to show you some of the must know tips and tricks to help you pick the best answer on your FINRA exam.  There will be times on your exam when you are not sure of the answer. There will also be times on your exam when you have No... "FINRA Test Taking Tips"

Can I just take the practice questions and pass the exam? NO! it is amazing how many times we hear people asking this question. Even worse, is how many times we hear that someone has failed the exam because all they did was take practice questions or maybe just “skimmed” through the book. Just taking... "The Number One Reason People Fail Securities Exams"