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The North American Securities Administrators’ Association is a body of state regulators each of whom is responsible for administering the provisions of the Uniform Securities Act within their state. Together they make up an advisory committee that refine and amend the Uninform Securities Act through the adoption of module rules and policy statements.
NASAA is also responsible for creating the content tested on the series 63, 65 and 66 exams. Some of the more testable concepts relating to NASAA’s model rules and policy statements include the following:
NASAA exams can be very challenging click on the number of the series you are taking for additional exam resources Series 63, 65 66