Prepare to pass The NASAA Series 66 Uniform Combined Law Examination. Our Prep Course is the ultimate guide for achieving success on the series 66 exam.  Our series 66 prep materials deliver the highest pass rates in the industry. In fact, we guarantee you pass.  Check out our Series 66 Securities Training Course Highlights:

  • Our Online Video Class Training follows our textbook chapter by chapter. Showing you how each topic is tested on the actual exam.
  • Series 66 practice questions, Checkpoint Exams and Final Exams Ensure you have mastered the material. We explain everything.
  • Our Series 66 exam secrets, test tips and cheat sheets get you ready for the real test.  Focusing on import exam topics and key concepts.
  • Our series 66 study materials ensure you are ready to pass. Providing the most up to date and exam focused course content.

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  • Series 66 Complete Self Study Solution
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    8 Hours - 9 videos - 9 section tests
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    3,000 questions
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  • Series 66 Textbook & Exam Prep Software
  • Demo Video
  • Updated
    April 2024
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
    322 pages
  • Ebook
  • Video Training Class
  • Test Bank
    3,000 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free UPS Shipping
    Your tracking number will be emailed to you
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 129.00

  • BEST ADDITIONAL PRODUCT

  • Series 66 Online Video Class
  • Demo Video
    play button
  • Updated
    April 2024
  • Online Account Access
    180 days instant access
  • Physical Perfect Bound Textbook
  • Ebook
  • Video Training Class
    8 Hours - 9 videos - 9 section tests
  • Test Bank
    3,000 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 124.99

This is our most complete series 66 training solution. Everything you need to pass. Including our textbook, test bank, video training and study calendar. Complete with our series 66 money back GreenLight Guarantee! Buy all the Series 66 products in one package and save big. If you want to pass the Series 66 exam in the shortest amount of time, then this package is for you. It includes the following exam preparation products:

  • Textbook 2024 - 322 pages
  • Practice Exams - 3,000 questions
  • Online Video Class - 8 hours
  • Ebook 2024 - 322 pages
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  • Updated April 2024
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Buy both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

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Series 66 Textbook & Exam Prep Software
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Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes. Select the topics, number of questions, how and when to see answers. Randomized finals let you know when you are ready to take the test. The Series 66 exam prep test bank is a must have product. Ensure you have mastered the knowledge and are ready to pass your Series 66 exam.

Series 66 Exam Prep Software
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If you are looking to master the concepts for the series 66 exam, our video training class is the solution for you. Why settle for antiquated powerpoint presentations when you can enjoy high quality video. Watch a demo to see the quality of the presentation and enroll today.

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The "go to guide" to acing the Series 66 exam - Our Series 66 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 66 exam. This Series 66 textbook is packed with test tips, Series 66 sample questions and all the must know information you need to pass your exam. Our Series 66 textbook has been developed to ensure you have the absolute best Series 66 material.

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Series 66 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Purchase the Series 7 and Series 66 Textbooks and Exam Prep software for both exams. Many professionals need to pass both these exams and this bundle will get you going. This bundle includes:

  • Series 7 Textbook 2024 - 624 pages
  • Series 66 Textbook 2024 - 322 pages
  • Series 7 Practice Exams - 2,200 questions
  • Series 66 Practice Exams - 3,000 questions
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  • Updated April 2024
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Series 7 & 66 Study Material

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook 2024 -624 pages
  • Series 66 Textbook 2024 - 322 pages
  • Series 7 Practice Exams - 2,200 questions
  • Series 66 Practice Exams - 3,000 questions
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  • Series 66 Online Video Class - 8 hours
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Series 66 Important Concepts

Modern Portfolio Theory

As money management developed over the last century, analysts began to shift their focus from the returns available from individual investments to the returns available from an entire portfolio. This approach became known as modern portfolio theory. Modern portfolio theory is based on the concept that investors are risk adverse. Through diversification of investments and asset classes, portfolios can be constructed with higher levels of expected return for each unit of risk assumed. Asset classes are divided into three main categories, stocks, bonds, and, cash and cash equivalents. Portfolio managers, through modern portfolio theory, can construct portfolios based on various allocations over the three main asset classes whose return will be the greatest given each unit of risk.

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The Role of the Investment Adviser

An investment adviser charges a fee for his or her services for advising clients as to the value of securities or for making recommendations as to which securities should be purchased or sold. Unlike a broker dealer, the investment adviser has a contractual relationship with his or her clients and must always adhere to the highest standards of professional conduct.

Additional Compensation for an Investment Adviser

In addition to the fees charged by an investment adviser, an investment adviser may also:

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Prior to conducting business in any state, a broker dealer must be properly registered or exempt from registration in that state. The first test when deciding if the broker dealer must register is determining if the firm has an office in the state. If the firm maintains an office within the state it must register with that state. An agent must register in their state of residence even if their firm is located in another state.

Example:
An agent who lives in New Jersey and who commutes to their office in New York must register in both New Jersey and New York.

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Introduction

The state securities administrator has the authority to enforce all of the provisions of the Uniform Securities Act (USA) within their state. The state securities administrator may deny, revoke, or suspend the registration of a security, an agent, or a firm. The administrator may also revoke an exemption from registration, subpoena and investigate any registrant, and amend rules as required. The North American Securities Administrators Association or NASAA is the oldest investor protection organization in the country and represents the interest of all of the state securities administrators. NASAA also writes policies and administers the series 63, 65, and 66 exams.

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