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  • Series 66 Complete Self Study Solution
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  • Perfect Bound Textbook
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    322 pages
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    8 Hours - 9 videos - 9 section tests
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    1,800 questions
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  • Series 66 Textbook & Exam Prep Software
  • Demo Video
  • Updated
    May 2022
  • Online Account Access
    180 days instant access
  • Perfect Bound Textbook
    322 pages
  • Ebook
  • Video Training Class
  • Test Bank
    1,800 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
    Free
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 109.00

  • BEST ADDITIONAL PRODUCT

  • Series 66 Online Video Class
  • Demo Video
    play button
  • Updated
    May 2022
  • Online Account Access
    180 days instant access
  • Perfect Bound Textbook
  • Ebook
  • Video Training Class
    8 Hours - 9 videos - 9 section tests
  • Test Bank
    1,800 questions
  • Number of ways to customize exams
    15
  • Comprehensive Question & Exam Reports
  • Unlimited Randomized Simulated Final Exams
  • Unlimited Topic Focused Practice exams
  • Checkpoint Exams
  • Greenlight Exam
  • GreenLight Money Back Pass Guarantee
  • Exam Plan Personal Study Calendar
  • Shipping
  • Online Tools
    Accessible from any computer, phone or tablet
  • Test Tips Video to Improve Your Score
  • Cheat Sheets
    The ultimate shortcut and final crunch time reference guide
  • Phone Email & Chat Support
  • $ 124.99

This is our most complete series 66 training solution. Everything you need to pass. Including our textbook, test bank, video training and study calendar. Complete with our series 66 money back GreenLight Guarantee! Buy all the Series 66 products in one package and save big. If you want to pass the Series 66 exam in the shortest amount of time, then this package is for you. It includes the following exam preparation products:

  • Textbook 2022 - 322 pages
  • Practice Exams - 1800 questions
  • Online Video Class - 8 hours
  • Ebook 2022 - 322 pages
  • ExamPlan Study Calendar
  • Free Shipping
  • Updated May 2022
  • Unlimited access to videos and test bank for 6 months
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Buy both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Textbook 2022 - 322 pages
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Series 66 Textbook & Exam Prep Software
  • Over 1800 questions
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Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes. Select the topics, number of questions, how and when to see answers. Randomized finals let you know when you are ready to take the test. The Series 66 exam prep test bank is a must have product. Ensure you have mastered the knowledge and are ready to pass your Series 66 exam.

Series 66 Exam Prep Software
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If you are looking to master the concepts for the series 66 exam, our video training class is the solution for you. Why settle for antiquated powerpoint presentations when you can enjoy high quality video. Watch a demo to see the quality of the presentation and enroll today.

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  • Paperback
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The "go to guide" to acing the Series 66 exam - Our Series 66 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 66 exam. This Series 66 textbook is packed with test tips, Series 66 sample questions and all the must know information you need to pass your exam. Our Series 66 textbook has been developed to ensure you have the absolute best Series 66 material.

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If you want to access your material on the go, this is the study solution you have been waiting for. Our Series 66 Mobile ebook is much more than an Ebook and far more accessible than a PDF. For the first time students may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content. Take notes, highlight text and more.

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Series 66 Combination Packages

All of our combination packages are discounted. Check out the prices! Purchase one of the following combination packages if you are really serious about passing your exam in the quickest possible time.

Purchase the Series 7 and Series 66 Textbooks and Exam Prep software for both exams. Many professionals need to pass both these exams and this bundle will get you going. This bundle includes:

  • Series 7 Textbook 2022 - 624 pages
  • Series 66 Textbook 2022 - 322 pages
  • Series 7 Practice Exams - 2100 questions
  • Series 66 Practice Exams - 1800 questions
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  • Updated May 2022
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Series 7 & 66 Study Material

Purchase the complete self study solution for both the Series 7 and Series 66 exams. This is another of our more inclusive deals and includes:

  • Series 7 Textbook 2022 -624 pages
  • Series 66 Textbook 2022 - 322 page
  • Series 7 Practice Exams - 2100 questions
  • Series 66 Practice Exams - 1800 questions
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  • Series 66 Online Video Class - 8 hours
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Series 66 Important Concepts

Modern Portfolio Theory

As money management developed over the last century, analysts began to shift their focus from the returns available from individual investments to the returns available from an entire portfolio. This approach became known as modern portfolio theory. Modern portfolio theory is based on the concept that investors are risk adverse. Through diversification of investments and asset classes, portfolios can be constructed with higher levels of expected return for each unit of risk assumed. Asset classes are divided into three main categories, stocks, bonds, and, cash and cash equivalents. Portfolio managers, through modern portfolio theory, can construct portfolios based on various allocations over the three main asset classes whose return will be the greatest given each unit of risk.

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The Role of the Investment Adviser

An investment adviser charges a fee for his or her services for advising clients as to the value of securities or for making recommendations as to which securities should be purchased or sold. Unlike a broker dealer, the investment adviser has a contractual relationship with his or her clients and must always adhere to the highest standards of professional conduct.

Additional Compensation for an Investment Adviser

In addition to the fees charged by an investment adviser, an investment adviser may also:

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Prior to conducting business in any state, a broker dealer must be properly registered or exempt from registration in that state. The first test when deciding if the broker dealer must register is determining if the firm has an office in the state. If the firm maintains an office within the state it must register with that state. An agent must register in their state of residence even if their firm is located in another state.

Example:
An agent who lives in New Jersey and who commutes to their office in New York must register in both New Jersey and New York.

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Introduction

The state securities administrator has the authority to enforce all of the provisions of the Uniform Securities Act (USA) within their state. The state securities administrator may deny, revoke, or suspend the registration of a security, an agent, or a firm. The administrator may also revoke an exemption from registration, subpoena and investigate any registrant, and amend rules as required. The North American Securities Administrators Association or NASAA is the oldest investor protection organization in the country and represents the interest of all of the state securities administrators. NASAA also writes policies and administers the series 63, 65, and 66 exams.

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