Series 99 Exam Textbook
Series 99 Exam Textbook
Paperback
432 pages
245 test questions
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Updated October 2024
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This best-in-class series 99 exam prep study guide details everything you need to know. Crafted to ensure your success on the series 99 exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your series 99 exam. This textbook provides extraordinary detail covering all operational aspects of a broker dealer include:
- Anti Money Laundering
- Operational red flags
- Buyins and sellouts
- Fails to receive and deliver
- Error accounts
- Clearing
- Settlement
- Cashiering
- Custody
- and more
it is all here. The Series 99 Securities Licensing Exam Review arms you with everything you need to pass. Designed to help you build your knowledge of all areas covered in the exam. It provides
- Dozens of examples based on real student feedback
- Hundreds of practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test, manage stress, and stay focused.
The Series 99 Securities Licensing Exam Review is your ticket to passing the Series 99 test. On the first try—with flying colors!
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