About the Series 99 Exam Review Guide
This best-in-class series 99 exam prep study guide details everything you need to know. Crafted to ensure your success on the series 99 exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your series 99 exam. This textbook provides extraordinary detail covering all operational aspects of a broker dealer include:
Anti Money Laundering
Operational red flags
Buyins and sellouts
Fails to receive and deliver
Error accounts
Clearing
Settlement
Cashiering
Custody
and more
Step-by-Step Learning System
The Series 99 Securities Licensing Exam Review is your ticket to passing the Series 99 test. On the first try—with flying colors! It is all here. The Series 99 Securities Licensing Exam Review arms you with everything you need to pass. Designed to help you build your knowledge of all areas covered in the exam. It provides
- Dozens of examples based on real student feedback
- Hundreds of practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test