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Updated April 2026
Securities Industry Essentials Exam Textbook
Packed with test tips and Examples
400 Pages
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GREENLIGHT GUARANTEE ™
×We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™
Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.
For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.
For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
What is the GreenLight Exam?
Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.
What are the limitations on the GreenLight Exam?
The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.
When should I take my GreenLight Exam?
You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.
What if I used materials from another provider?
While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.
What if I purchased a full study solution and do not pass?
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
How do I claim my money back guarantee if I do not pass my exam?
Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.
About the SIE Exam Review Guide
This best-in-class SIE exam prep study guide details everything you need to know. Created to ensure your success on the SIE exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your SIE exam. This textbook provides extraordinary detail covering:
Capital markets
Investment products and risks
Trading
Customer accounts
Securities industry regulations
And more
The SIE Study Guide arms you with everything you need to pass this intensive 75-question test. Designed to help you build and fine-tune your knowledge. It covers everything tested on the exam. The SIE Study Guide is your ticket to passing the SIE exam on the first try—with flying colors! This SIE textbook will guarantee that you’re prepared to take the test. it provides:
- Dozens of examples based on real student feedback
- Hundreds of practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test
Score History and Reporting
Every quiz and test completed is available for your review at any time. Select the test or quiz from your score history menu to show the complete exam all on one page. The report will display:
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Your score
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Your score in each section
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Every question taken. Including all answer choices, your answer, the correct answer and full explanation
Updated April 2026
SIE Exam Question Test Bank
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