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Home / Exam Review and Study Guide Textbooks / Securities Industry Essentials Exam Textbook
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  • Securities Industry Essentials Exam Prep Test Bank
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Loved by 400,000+ Successful Students

Updated April 2026

Securities Industry Essentials Exam Textbook

Our SIE Exam Review Guide is a well crafted physical textbook that forms the foundations for our exam prep process. More than just another study guide to sit in the corner and gather dust, this comprehensive text provides you with an in-depth review of all material covered on the Essentials Exam. It’s your go-to guide and its available here straight from the source.

This guide is designed to build your knowledge. This means more than just listing facts and sharing information, it’s about cementing your understanding of the material so you can move forward with both the exam and your career. Laid out in a clear step-by-step format, the SIE Exam Review Guide is designed to be logical and easy to follow right from the very beginning. The idea is to help your knowledge build each time you sit down to study. With one topic leading into the next until you are ready to successfully sit for the Securities Industry Essentials Exam.

Plus, our SIE Review Guide is jam packed with reference guides, testing tips, sample test questions and real world examples just like you will see on the exam its self. Our goal is always to provide our customers with the top of the line exam prep products and this text clearly reflects that commitment.

Packed with test tips and Examples

400 Pages

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$59.95

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Greenlight Guarantee

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Securities Industry Essentials Exam Textbook
Securities Industry Essentials Exam Textbook

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TotalGenius! is the first AI powered real time instructor for the securities exam prep industry. Ready to answer all of your Securities Exam questions 24X7.

GREENLIGHT GUARANTEE ™

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We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™

Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.

For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.

For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).

What is the GreenLight Exam?

Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.

What are the limitations on the GreenLight Exam?

The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.

When should I take my GreenLight Exam?

You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.

What if I used materials from another provider?

While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.

What if I purchased a full study solution and do not pass?

If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).

How do I claim my money back guarantee if I do not pass my exam?

Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.

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: exam prep course overview video highlighting study materials, video instruction, test bank and performance tracking tools

TotalGenius! is the first AI powered real time instructor for the securities exam prep industry.
Ready to answer all of your Securities Exam questions 24X7.

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TotalGenius! is ready to help you pass ANY FINRA, NASAA or NFA Exam

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About the SIE Exam Review Guide

This best-in-class SIE exam prep study guide details everything you need to know. Created to ensure your success on the SIE exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your SIE exam. This textbook provides extraordinary detail covering:

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Capital markets

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Investment products and risks

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Trading

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Customer accounts

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Securities industry regulations

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And more

The SIE Study Guide arms you with everything you need to pass this intensive 75-question test. Designed to help you build and fine-tune your knowledge. It covers everything tested on the exam. The SIE Study Guide is your ticket to passing the SIE exam on the first try—with flying colors! This SIE textbook will guarantee that you’re prepared to take the test. it provides:

  • Dozens of examples based on real student feedback
  • Hundreds of practice questions for each subject area covered in the exam
  • Priceless test-taking tips and strategies
  • Helpful hints on how to study for the test
Student Learning

Score History and Reporting

Every quiz and test completed is available for your review at any time. Select the test or quiz from your score history menu to show the complete exam all on one page. The report will display:

  • Your score
  • Your score in each section
  • Every question taken. Including all answer choices, your answer, the correct answer and full explanation
SIE exam question test bank with practice questions covering securities industry fundamentals, investment products and regulations

Updated April 2026

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Online SIE Exam Training Class
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SIE Complete Video Package
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Combination Packages

: SIE and Series 6 training materials with textbook, video lessons, practice questions, AI tutoring and mutual funds, variable annuities and securities basics

Updated on May 2026

SIE Exam and Series 6 Top Off Exam Complete Self Study Solution

Be ready to pass the SIE and Series 6 exams. Our study materials ensure your success on exam day. Our best in class SIE and Series 6 training package contains everything you need. At a large discount. Best of all, you get 1 full year to prepare for your exams. Unlimited 12 month access. That is double the industry standard 6 month enrollment.  Scroll images to learn more. 

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  • Packed with test tips and Examples
  • 400 Pages
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: SIE and Series 7 training materials with textbooks, video lessons, practice questions, AI tutoring and options trading, margin and securities fundamentals

Updated on May 2026

SIE Exam and Series 7 Top Off Exam Complete Self Study Solution

Be ready to pass the SIE and Series 7 exams. Our study materials are designed to ensure your success on exam day. Our best in class SIE and Series 7 training package contains everything you need. At a large discount. Best of all,  you get 1 full year to prepare for your exams. 12 months of unlimited  access. That’s twice the industry standard 6 month enrollment. Scroll images to learn more.

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  • Packed with test tips and Examples
  • 400 Pages
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SIE and Series 22 exam prep study materials with textbook, video lessons, practice exams, AI tutoring and securities fundamentals and direct participation programs

Updated on April 2026

SIE and Series 22 Complete Study Solution

Our SIE and Series 22 complete self study solution is packed with every learning tool you need. Best in Class video lectures guide you expertly through each exam. Receive detailed information based on the feedback from hundreds of actual test takers. Master the application of the knowledge by using our comprehensive question banks. All accessible on every connected device. Scroll images to learn more.

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  • Packed with test tips and Examples
  • 400 Pages
  • Free Shipping
SIE and Series 57 complete study course with textbook, video lessons, practice exams, AI tutoring and securities fundamentals and trading and market structure

Updated on April 2026

SIE and Series 57 Complete Study Solution

Our SIE and Series 57 complete self study solution is packed with every learning tool you need. Best in Class video lectures guide you expertly through each exam. Receive detailed information based on the feedback from hundreds of actual test takers. Master the application of the knowledge by using our comprehensive question banks. All accessible on every connected device. Best of all, you get 1 full year to prepare for your exams. Unlimited 12 month access. That is double the industry standard 6 month enrollment.   Scroll images to learn more. 

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View Detail
  • Packed with test tips and Examples
  • 400 Pages
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SIE and Series 79 exam prep study materials with textbook, video lessons, practice exams, AI tutoring and securities fundamentals and investment banking concepts

Updated on April 2026

SIE and Series 79 Complete Self Study Solution

Prep to pass the SIE and series 79 top off exam. Hit the ground running in your new role as an investment banking representative. All our training materials work together. The goal is getting you passed your exams, the first time. More than 20 hours of video training. More than 2,000 exam questions. Our comprehensive SIE and series 79 study guides provide you with the tools to be successful on exam day. Best of all, you get 1 full year to prepare for your exams. Unlimited 12 month access. That is double the industry standard 6 month enrollment. You will receive an email with a UPS tracking number. So you know when to expect the textbooks. In the meantime you will have access to the Ebooks. Scroll images to learn more.

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  • Packed with test tips and Examples
  • 400 Pages
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SIE, Series 79 and Series 63 training materials with 3 textbooks, video lessons, practice questions, AI tutoring and securities fundamentals, M&A and state law concepts

Updated on May 2026

SIE, Series 79 and 63 Complete Self Study Solution

This is it, our most complete and comprehensive training package for all three exams. This package has proven to be so effective, that students report becoming fully licensed more than 3 months faster compared to other study options. You will be ready to take on your new duties as an investment banking representative having passed the SIE, series 79 and 63 exams. You will receive 3 video training classes with more than 25 hours of newsroom quality video training. More than 3,000 exam questions to ensure you have mastered even the most complex questions. 3 college quality textbooks. Best of all,  you get 1 full year to prepare for your exams. 12 months of unlimited  access. That’s twice the industry standard 6 month enrollment. Scroll images to learn more.    

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  • Packed with test tips and Examples
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eries 99 training course with textbook, video lessons, practice questions, AI tutoring and clearance, settlement and regulatory reporting

Updated on April 2026

SIE and Series 99 Complete Study Solution

This SIE and series 99 exam training package is the perfect study solution. Become licensed as a registered operations professional. Almost 30 hours of studio quality video training ensures you are a master of every topic. College quality textbooks. Provide countless examples, focus points and test tips. Comprehensive coverage for every learning topic tested on your exams. Answering questions on your real exam will be a breeze. After going through the several thousand questions available in our test banks.  Scroll images to learn more. 

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  • Packed with test tips and Examples
  • 400 Pages
  • Free Shipping

Contact Us

Phone: 877-218-1776 Email: web@securitiesce.com
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