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Why Take The Series 23 Exam?
1. It's a Shorter, More Targeted Exam – It covers only the material not already tested in the 9/10 exams—making it a shorter and more focused path to General Securities Principal registration
2. Leverages Existing Knowledge – the Series 9/10 covers a large portion of the supervisory knowledge. The Series 23 builds on that. Taking the 23 means less prep time
3. Saves Time and Effort – The Series 24 is a broad and comprehensive exam, often requiring extensive study time. The Series 23 is much quicker to prepare for
4. Meets the Same Regulatory Requirement – Passing the Series 23 provides the same General Securities Principal registration. There’s no difference in licensing authority
5. Ideal Career Progression Path. Taking the Series 23 is a natural step up without having to start from scratch.
