This exam is administered by The Financial Industry Regulatory Authority (FINRA).
Enrollment Fee:
$80 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.
Prerequisite:
You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.
Format:
Multiple Choice
Number Of Questions: 55 Total
Each candidate will be allowed 90 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 9 exam.