FINRA Series 9 – Exam Information

This exam is administered by The Financial Industry Regulatory Authority (FINRA).

Enrollment Fee:

$80 US. Note that this is the examination enrollment fee ONLY – other fees may also apply.

Prerequisite:

You must be sponsored by a FINRA member firm and must have already passed the series 7 exam.

Format:

Multiple Choice

Number Of Questions: 55 Total

Each candidate will be allowed 90 minutes to complete the examination. This time limit has been designed to provide enough time for all candidates to complete the exam. A score of 70% or higher is required to pass the Series 9 exam.