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Series 9 Tutoring

A private tutor may be exactly what you need to help you pass the Series 9 exam. A skilled Series 9 tutor can make a large impact on your mastery of the Series 9 material in a relatively short period of time. Private tutoring is most effective when preparing for the Series 9 exam under the following scenarios:

  1. You have prepared for the Series 9 exam by reading the textbook fully, taken a large number of Series 9 practice exams and are having trouble mastering the information or are facing challenges applying the knowledge required by the Series 9 exam. Or,
  2. In addition to the Series 9 exam preparation detailed above you have taken the Series 9 exam and did not pass the test and you are scheduled to retake the Series 9 exam in the next few weeks. Or,
  3. You’re a industry veteran who is now being required to become registered and have a very limited amount of time to prepare for the 9 exam.

It Makes a Difference

Working one on one with a Series 9 tutor just prior to taking your Series 9 exam can make all the difference in the world. A Series 9 tutor will make sure you are focused, have mastered the Series 9 material and are confident in the application of the knowledge during your Series 9 exam. For Series 9 candidates who are getting ready to take the Series 9 exam for the first time or who have taken the Series 9 exam and missed passing the exam by 1 – 12 points, 4 – 8 hours of tutoring are usually enough to ensure you pass the Series 9 exam.

Series 9 Tutoring Case Study Number 1

As is often the case in our first example we have a candidate who has conducted almost no option business, other than the occasional covered call during their 10 year career. This candidate had passed the series 10 but had not been able to get passed the Series 9, missing by 4 points. Debit and credit spreads had not even been looked at since she passed her series 7 almost 10 years earlier. Index options, currency options and options on Treasuries were also foreign concepts.


To start off the training we administered a comprehensive diagnostic final. One of our Series 9 instructors,an expert in options,who can explain even the most challenging concepts in a way that is easy to comprehend looked over the candidate’s answers. Reviewing the results detailed the difficulty she was having with multiple option strategies. She was also having issues determining the breakeven points for these positions. Our instructor spent a total of six hours virtually tutoring this Series 9 candidate focusing specifically on how to use a T chart to answer the required math calculations. A comprehensive review of non-equity options was also conducted to ensure she understood the features of this options. The Series 9 candidate passed the exam on Monday of the following week.

Series 9 Tutoring Case Study Number 2

After 10 years with a large wire house This Series 9 candidate was told that he had to take the 9 and 10..He had not taken an exam in years and needed assistance with advanced option strategies and supervision of option accounts. He had taken the exam once already having read another publisher’s materials.. He answered only 33 of the 55 questions correctly on his first attempt to pass the Series 9 exam.


We sent the candidate a new Series 9 text book and assigned chapter readings and tests.. Our instructor led several virtual webinars reviewing the chapters in our mobile learning version of the Series 9 text., Being walked through the material by our instructor really helped this candidate grasp many of the concepts he had been having difficulty with. We then met at the candidate’s office for 4 hours to make sure he had all the concepts down and was ready for the exam.. The candidate passed the Series 9 exam having answered 45 of the 55 questions correctly..

Series 9 Tutoring Case Study Number 3

A producing manager of an OSJ at a non NYSE member firm had accepted a position at an NYSE member firm to manager one of their OSJs. The candidate was now required to pass the Series 9 & 10 exams. Becoming fully registered in 60 days was a condition of accepting the new job. It took the candidate 5 weeks to pass the series 10 and he and not even opened the book for the Series 9. With little time to dedicate to the exam, as he was busy adjusting to the new position and still dealing with ACATs coming over, he needed to be walked through the text to keep him on track and to get him ready to pass the exam on time.


We sent this candidate the Series 9 eBook so he so he could study on his phone from anywhere he could find 5 minutes to review the material. Our Series 9 tutor who had made markets in options on the floor of the AMEX walked him through the book chapter by chapter each day at 4:30 pm for the first 7 days. Our Series 9 tutor met with the candidate for a one day in person review from 9-5 on Wednesday of the second week. The candidate passed the Series 9 exam on Thursday of the second week, having become fully registered in 60 days as required.. Series 9 tutoring needs to be a customized training solution based on the needs of the individual candidate to be effective. Each Series 9 candidate has their own areas of strength and of weakness. By identifying the weak areas, improving comprehension, and guiding the candidate though the exam process, a Series 9 tutor can help ensure that you pass the Series 9 exam.

Series 9 Exam Textbook

Paperback 216 pages 197 test questions Published December 2018

The "go to guide" to acing the Series 9 exam - Our Series 9 textbook provides you with the knowledge you need and is designed to get you ready to pass the Series 9 exam. The Wiley Series 9 textbook is packed with test tips, Series 9 sample questions and all the must know information you need to pass your exam. Our Series 9 textbook has been developed in partnership with John Wiley & Sons to ensure you have the absolute best Series 9 material.

Only $ 79.00    Buy Now

Series 9 Exam Prep Software

Over 550 questions Works with all major browsers and mobile devices

Get unlimited access to our exam prep software 24 X 7 for 6 months. Take practice tests anytime, anywhere using any PC, Mac, Phone or Tablet. Create your own randomized quizzes - YOU select the topics, number of questions, how and when answers are revealed to you. Randomized finals let you know when you are ready to take the test. The Series 9 exam prep software is a must have product to ensure you have mastered the knowledge and are ready to pass your Series 9 exam.

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Series 9 Mobile Ebook

IOS Android Kindle FIRE HD Kindle FIRE HDX Nook HD Nook HD +

If you want to access your material on the go, this is the study solution you have been waiting for. Our Wiley Series 9 Mobile Review is much more than simply an Ebook and far more accessible than a PDF. For the first time students, may study anytime, anywhere. Our Mobile Learning Library lets students interact with the content in a high quality and dynamic environment. Students preparing for the Series 9 exam may study online or via a downloadable app for your smartphone or tablet. Now you can take your textbook anywhere you can take your phone or tablet - on a plane, train or beach. If you want to make notes in the mobile version - no problem - you may create highlights, take notes, write down questions, and reminders. Want to see what other students are doing? Then join a study group and share highlights, notes, questions, test tips and ideas with each other.

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Combo #1: Series 9 Textbook & Exam Prep Software

Purchase both the Textbook and Exam Prep software - all in one package. This is one of our more popular deals and includes:

  • Series 9 Textbook
  • Series 9 Practice Exam Software
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Only $ 109.00    Buy Now

Combo #2: Series 9 & 10 Complete Package

Purchase the complete self study solution for both the Series 9 and Series 10 exams. This is another of our more inclusive deals and includes:

  • Series 9 Textbook
  • Series 10 Textbook
  • Series 9 Practice Exam Software
  • Series 10 Practice Exam Software
  • Series 9 Ebook
  • Series 10 Ebook
  • Free Shipping for all

Only $ 279.00    Buy Now