This is the SIE review course

you have been looking for.

Be prepared to pass with our Best-In-Class SIE exam prep course. Watch as the instructor guides you through the material step by step and topic by topic. Shot in state of the art technology our SIE course offers you the best SIE material. It is all right at your fingertips and accessible on any device. Our new SIE Exam Review Course covers all of the topics tested on the SIE exam to ensure you pass. In fact, we guarantee you pass.

A Better Way to Prepare For the SIE Exam

Course content and video lectures are presented by expert instructors. The lessons are short and segmented to provide you more opportunities to test your knowledge and track your progress. By studying this way, you can stay engaged, learn faster, and retain more of what you learn.

Each SIE Exam Review Course comes with the following study materials:

  • Comprehensive coverage of the fundamentals: equity and debt securities, economics, corporate fundamentals, issuing, trading securities and much more!
  • 30-45 Minute bite-sized lessons designed to help you learn faster and retain more
  • Reporting dashboards & Performance Metrics
  • Complete  SIE question test bank
  • Simulated final exams
  • Check Point Exams
  • Practice Exams
  • GreenLight Exams
  • SIE Exam Study Guide (hard copy text book)
  • SIE Ebook ( far more features than an SIE PDF  )
  • Make 2020 the year you master the SIE Exam.

Trusted Experts

Trusted Experts

For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with a 90% pass rate

Guaranteed to pass

Guaranteed to pass

Pass one of our Greenlight guaranteed practice exams & we guarantee you’ll pass the SIE exam – or your money back!*

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Live chat & Phone Support

Not sure where to start? Speak with one of our experts to help you choose the right product for you to pass your exam!

work with a Sie Exam exam tutor to increase your score by an average of 10 points

This is our most comprehensive SIE training package. It includes everything you need to pass your exam.

  • SIE Video Training Class - 15 hours
  • SIE Exam Review Text book - 400 pages
  • SIE Ebook - 400 pages
  • SIE Question Bank 1.100 Questions
  • Unlimited randomized practice exams
  • Unlimited randomized final exams
  • Checkpoint Exams - 2, 75 question exams
  • GreenLight Exam
  • GreenLight Pass Guarantee
  • Free Shipping
  • Updated October 2020
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  • Over 1,100 Questions
  • Unlimited Randomized Practice Exams
  • Unlimited Randomized Final Exams
  • Checkpoint Exams
  • Greenlight Exam
  • Greenlight Money Back Pass Guarantee
  • Instant Access
  • Unlimited access for 6 months
  • Updated October 2020

This SIE question bank is packed with over 1,100 questions created based on feedback from SIE test takers. Our online exam prep software allows you to customize your entire learning experience so that you can pinpoint the exact area you want to focus on and can customize your test-taking to match your learning style. More than a dozen ways to tailor your exams, including the ability to mark questions for review, take notes on questions,, show only questions you've answered incorrectly, show questions you have not seen yet,and you can even show the answer why you are looking at the question. These are just a few of the customization choices. Best of all our SIE question bank comes with our greenlight exam and our greenlight money back pass guarantee.

Securities Industry Essentials Exam Prep Software
  • Receive insight on how each topic tested on your exam
  • Real world feedback from hundreds of successful SIE exam test takers
  • Learn how to identify what the question is asking
  • Learn how to identify the key to choosing the correct answer
  • Receive priceless test tips and test taking strategies and much more
  • Unlimited access for 6 months

Our SIE video lecture series will ensure that you have mastered every detail and that you are ready to pass your exam. Produced to an exceptional quality, no expense was spared to bring you this Best in Class SIE training course. More than 12 hours of video lectures walk you through your exam preparation step by step.

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  • Securities Industry Essentials Exam Review Guide 2020
  • SIE Online Video Training Class (20 hours of video)
  • SIE Test Bank and Mock Exams
  • Series 6 Exam Review Guide 2020
  • Series 6 Online Video Training Class (10 hours of video)
  • Series 6 Test Bank and Mock Exams
  • Free Shipping
  • Updated March 2020
SIE exam and Series 6 Top Off Exam Training Package

  • Securities Industry Essentials Exam Review Guide 2020
  • SIE Online Video Training Class (20 hours of video)
  • SIE Test Bank and Mock Exams
  • Series 7 Exam Review Guide 2020
  • Series 7 Online Video Training Class (15 hours of video)
  • Series 7 Test Bank and Mock Exams
  • Free Shipping
  • Updated March 2020
SIE and series 7 top off exam complete study solution

Be prepared to pass both the SIE exam and the series 22 exam with this complete study package. Best of all we guarantee you pass. Everything you need to pass including:

  • SIE Video Training Class - 15 hours
  • Series 22 Video Training Class - 9 hours
  • SIE Exam Review Text - 400 pages
  • Series 22 Online Exam Review Text - 300 pages
  • SIE Question Bank 1.100 Questions
  • Series 22 Question Bank 1.000 Questions
  • Checkpoint Exams
  • SIE GreenLight Exam
  • SIE GreenLight Pass Guarantee
  • Free Shipping
  • Instant unlimited access for 6 months
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Be prepared to pass both the SIE exam and the series 57 exam with this complete study package. Best of all we guarantee you pass. Everything you need to pass including:

  • SIE Video Training Class - 15 hours
  • Series 57 Video Training Class - 16 hours
  • SIE Exam Review Text - 400 pages
  • Series 57 Exam Review Text - 536 pages
  • SIE Question Bank 1.100 Questions
  • Series 57 Question Bank 1.100 Questions
  • Checkpoint Exams
  • GreenLight Exams
  • GreenLight Pass Guarantee
  • Free Shipping
  • Instant unlimited access for 6 months
SIE and Series 57 exam Study Materials play button

Be prepared to pass both the Securities industry Essentials exam and the series 99 exam with this complete study package. Everything you need to pass including:

  • SIE Video Training Class - 15 hours
  • Series 99 Video Training Class - 13 hours
  • SIE Exam Review Text - 400 pages
  • Series 99 Exam Review Text - 432 pages
  • SIE Question Bank 1.100 Questions
  • Series 99 Question Bank 1.000 Questions
  • Checkpoint Exams
  • GreenLight Exam
  • GreenLight Pass Guarantee
  • Free Shipping
  • Instant unlimited access for 6 months
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SIE Exam Frequently asked questions / FAQs

The Securities Industry Essentials Exam, is now the  co- requisite for anyone who wishes to become registered with a FINRA member firm. The SIE Exam must be taken and passed in addition to passing any of the following top off exams Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, and Series 99.

The SIE Exam should be taken by anyone who is seriously considering a career in financial services. Passing the SIE Exam is your first step to a career with most financial services companies and your ticket to become a licensed stock broker or investment adviser.

Candidates who wish take the Securities Industry Essentials Exam will not need be sponsored by a FINRA member firm to take the SIE Exam. Candidates for the first time will be able to take a FINRA administered Exam without being employed by a FINRA member firm. The SIE Exam is a great first step for anyone who wants to pursue a career in the financial services industry. Passing the SIE Exam will be a great addition to anyone’s resume and a great way to show a perspective employer that you are serious about a career in financial services.

The Securities Industry Essentials Exam will be presented in a multiple choice format. Each question will have four possible answers presented in A B C D format. The Exam is designed to test the candidates mastery of general securities industry knowledge. Candidates must answer every question on the Exam and will not be allowed to proceed to the next question until an answer has been selected.

Candidate who take the Securities Industry Essentials Exam will get the results of the Exam immediately upon completion. Passing the SIE Exam will qualify a candidate to take the Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, or Series 99 Exams. Candidates who do not pass the Exam will be required to wait 30 days to retest.

No, you will not be licensed to represent a financial institution or to conduct investment business solely based upon passing the securities industry Essentials Exam. You must pass a top off Exam prior to transacting any securities related business and prior to functioning in any capacity that requires full registration. You will be required to pass one or more of the following top off exams; Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, or Series 99 Exams.

Candidates who are seeking to take the SIE Exam must make an appointment to take the Exam at an approved testing center. Most areas in the US have a significant number of Exam centers approved to administer the SIE Exam. Person and Prometrics testing centers have large number of convenient locations and are open every business day. Some Exam centers are also open Saturday and Sunday as well. You may take your Securities Industry Essentials Exam any day the test center is open. To ensure you are able to take the SIE Exam on a date that is convenient for you. Contact the testing center in your area 3-4 weeks in advance.

Once the Securities Industry Essential Exam is passed the candidate will be required to take a top off Exam to function as a registered person with a FINRA member firm. Unlike the SIE Exam candidates must be sponsored to take the Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, and Series 99. Which top off Exam you will be required to take will depend on what position you will hold at your firm. Your employer will let you know which Exam you are required to pass.

For most candidates reading an SIE Textbook completely and taking as many SIE Exam practice questions will prove to be enough to pass the Exam. Reading the SIE textbook several times and taking a large amount of practice questions and sample final Exams will be the key to success on the SIE Examination. The SIE textbook is designed to provide candidates with the knowledge required to pass the Securities Industry Essential Examination. The SIE Exam prep software and practice questions are designed to help a candidate master the application of the knowledge on the SIE Exam.

Individuals who have been registered with a FINRA member firm and who currently hold a Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, or Series 99 will be exempt from taking the Securities Industry Essentials Examination.

If you have been registered within the last 24 months you will not be required to requalify by Examination. This 24 month window is your grace period to return to the industry without having your registration lapse due to a break in employment. If you have been out of the business for more than 24 months but for less than 48 months, you will only be required to take the top off Exam for the Series 6, Series 7, Series 22, Series 57, Series 79, Series 82, Series 86/87, or Series 99 to be reinstated and to be fully registered.. You will not have to take the SIE Exam. If you have been out of the business for more than 48 months you will be required to take both the Securities Industry Essentials Exam as well as the top off Exam required by your position with your firm.