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The SIE Exam is administered by FINRA and can be taken by anyone who is 18 years old or older. There is no requirement for a person to be employed by a FINRA member firm. Candidates who successfully pass the SIE exam will have four years to complete a top off exam.
Number of Items: 75
Format: Multiple Choice
Duration: 105 minutes
Passing Score: 70
The Securities Industry Essentials Exam will be comprised of 75 multiple choice questions spread over four focus areas. Those areas are as follows: