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Updated April 2026
12 Credit Hour IARCE Course
All 12 NASAA IARCE Credits
Credit Reporting Fee Included
5 Video Lectures
12 Credit Hour IARCE Course
Our complete IARCE program provides you with all 12 credit hours. All of our courses are video based lectures focusing on today’s most critical areas. The 12 hour CE course covers
12 NASAA-approved IAR CE credit hours in a single bundled program
NASAA credit reporting fees included in the course price
Practical
compliance-focused instruction aligned with current regulatory expectations
Courses Included in the Program
This IARCE bundle includes five courses that collectively satisfy the full 12-hour requirement:
Cybersecurity & Data Privacy for Investment Professionals
Cybersecurity & Data Privacy for Investment Professionals is designed to strengthen advisers’ ability to protect client data, safeguard firm systems, and navigate evolving technological risks. The course is divided into three chapters: Cybersecurity Essentials, which covers foundational practices for preventing breaches and ensuring data integrity; Enhanced AML Protocols, which examines the intersection of cybersecurity and anti–money laundering compliance; and Ethical Challenges in AI and Fintech, which explores emerging risks and responsibilities associated with new technologies. Together, these modules provide participants with practical strategies to identify vulnerabilities, meet regulatory obligations, and uphold the highest standards of client trust in a digital environment.
Ethics & Fiduciary Duty
Ethics & Fiduciary Duty is designed to strengthen investment adviser representatives’ understanding of ethical responsibilities and fiduciary obligations in today’s regulatory environment. The course is divided into three chapters: Advanced Ethical Decision Making, which explores complex scenarios and frameworks for principled choices, Ethical Business Practice & the SEC Marketing Rule, which examines compliance with promotional standards while maintaining investor trust, and Investment Advisor Integrity, which reinforces the role of honesty, fairness, and professionalism in client relationships. Together, these modules equip participants with practical strategies to navigate ethical dilemmas, uphold fiduciary standards, and foster long-term confidence in the advisory profession. Why Choose This IARCE Program:
- One purchase satisfies your entire annual IAR CE requirement
- No surprise fees—NASAA reporting is included
- Content designed for real-world advisory and compliance scenarios
- Ideal for individual IARs and firm-wide CE program
Retirement Planning & Income Strategies for Today’s Advisors
Retirement Planning & Income Strategies for Today’s Advisors prepares investment professionals to address the evolving needs of retirees while ensuring compliance with ethical and regulatory obligations. The course includes two chapters: Ethically Serving Senior & Vulnerable Investors, which focuses on recognizing risks such as diminished capacity, financial exploitation, and tailoring advice to meet fiduciary responsibilities; and Reg BI Practical Applications, which focuses on applying the best interest standard when recommending products. Together, these modules provide participants with the knowledge to design appropriate retirement income solutions, protect vulnerable clients, and maintain compliance in today’s complex regulatory environment.
Understanding & Recommending Investment Products in a Changing Market
Understanding & Recommending Investment Products in a Changing Market equips investment professionals with the knowledge and skills to evaluate products and practices in today’s evolving regulatory and market environment. The course is divided into three chapters: Trading Practices for Investment Advisors, which covers effective, compliant, and client-focused trading strategies; Insider Trading & Market Manipulation, which addresses the identification and avoidance of improper market conduct; and Annual AML Update, which reinforces best practices for detecting, preventing, and reporting money laundering activities in retirement-focused investment strategies. Collectively, these modules provide participants with the practical tools to recommend products responsibly, maintain compliance with regulatory obligations, and uphold client trust in a dynamic marketplace.