The Series 62 Exam which is no long offered by FINRA was designed to test those individuals seeking to become limited registered representatives in the field of corporate equity and debt securites.

Candidates must now take a smaller 125-question series 7 exam. Click for Series 7 Study materials

or

the series 22 direct participation program exam click for series 22 study materials

The exam tested the candidate’s knowledge in the areas of:

• Corporate Equities
• Bond Markets
• Security Analysis and Characteristics
• Industry Regulations
• Handling of Customer Accounts

The following outlines test topics and questions for the Series 62 Exam:

• Characteristics of Corporate Securities – 25 questions
• Valuing Corporate Securities – 14 questions
• Market for Corporate Securities – 40 questions
• Handling Customer Accounts – 36 questions

This exam was administered year round at Prometrics and Pearson testing centers and costs $90.00. It was a 115 question multiple-choice exam that must be completed within 150 minutes. The Series 62 Exam was required for many individuals working in the securities field. Successfully passing this exam required a score of 70% or better.