About the Series 99 Exam Review Guide
This best-in-class series 99 exam prep study guide details everything you need to know. Crafted to ensure your success on the series 99 exam. Written by the experts at The Securities Institute of America. This exam review guide will make you a master of all things tested on your series 99 exam. This textbook provides extraordinary detail covering all operational aspects of a broker dealer include:
Anti Money Laundering
Operational red flags
Buyins and sellouts
Fails to receive and deliver
Error accounts
Clearing
Settlement
Cashiering
Custody
and more
Step-by-Step Learning System
The Series 99 Securities Licensing Exam Review is your ticket to passing the Series 99 test. On the first try—with flying colors! It is all here. The Series 99 Securities Licensing Exam Review arms you with everything you need to pass. Designed to help you build your knowledge of all areas covered in the exam. It provides
- Dozens of examples based on real student feedback
- Hundreds of practice questions for each subject area covered in the exam
- Priceless test-taking tips and strategies
- Helpful hints on how to study for the test
Score History and Reporting
Every quiz and test completed is available for your review at any time. Select the test or quiz from your score history menu to show the complete exam all on one page. The report will display:
- Your score
- Your score in each section
- Every question taken, including the question, answer choices, student’s answer, and the explanation
Combination Packages

Updated on May 2026
SIE & Series 99 Complete Exam Prep Course
This SIE and series 99 exam training package is the perfect study solution. Become licensed as a registered operations professional. Almost 30 hours of studio quality video training ensures you are a master of every topic. College quality textbooks. Provide countless examples, focus points and test tips. Comprehensive coverage for every learning topic tested on your exams. Answering questions on your real exam will be a breeze. After going through the several thousand questions available in our test banks. Scroll images to learn more.
- Paperback
- 432 pages
- 245 test questions
- Free Shipping