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I Failed the Series 9 & 10 Exam, Now What?
Here’s why and exactly what to do differently.
You’re not less capable — you used the wrong approach. After 30 years and over a million students, we know exactly what separates first-time passers from repeat test-takers. Get the plan that closes the gap, backed by our pass guarantee.
What was your score on the Series exam?
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Why Your First Attempt Didn't Work
If you walked out of the testing center and saw “fail” on one or both modules, it’s natural to second-guess whether you’re cut out for a supervisory role. You are. The Series 9 and 10 together form the General Securities Sales Supervisor exam, split into a general module and an options module — and most failures come down to candidates passing one module comfortably while underestimating the other, especially the options-heavy Series 10 content. Your score reports already show you where each gap is. This package shows you how to close both.
What's Actually Different This Time
You don’t need to start over on either module. You need a study system built around how the Series 9 and Series 10 are each actually tested — not how a textbook happens to be organized. That’s the difference between this package and a generic study guide: every component, from the question banks to the video lectures to GreenLight, is built around 30 years of real exam data on what gets tested on each module, how often, and where candidates get tripped up — especially the options strategy and supervisory questions on the Series 10.
Alternatives
Here’s the plan
and a guarantee we back with real money.
Prepare to pass your Series 9 & 10 FINRA licensing exam today
Buy The Best Series 9 & 10 Exam Prep Study Materials
The best series 9 & 10 study materials. Our Series 9 & 10 exam prep products have been developed FINRA exam prep pros. With a team of option masters, compliance officers and MSRB experts. We get you ready to pass. With our proven strategies for success.
16+ hours video training
2,500+ practice questions with explanations
364-page study guide
Real exam simulation & reports
Personalized study plan
90% Pass Rate
Over 25 years and 400,000 exams
Assured Success
If you use our practice exams
Chat & Call Support
We are with you every step of the way
Authors of the industry leading exam review guides
Creators of the best in class video training courses
Originators of the Greenlight money back pass guarantee
Developers of the most challenging test banks
Buy The Best Series 9 & 10 Exam Prep Study Materials
Enroll in our best in class Series 9 & 10 exam prep course
Series 9& 10 and Combo Packages
Series 9 & 10
Video Class Demo
TotalGenius!
Online Account Access
Physical Perfect Bound Textbook
eBook
Video Training Class
Test Bank
Number of Ways to Customize Exams
Comprehensive Question & Exam Reports
Unlimited Randomized Simulated Final Exams
Unlimited Topic Focused Practice Exams
Checkpoint Exams
Greenlight Exam
Exam Plan Personal Study Calendar
Shipping
Online Tools
Test Tips Video to Improve Your Score
Cheat Sheets
Phone Email & Chat Support
Highest pass rate
Watch Demo Video
1 Year instant access
Series 9 - 218 pages Series 10 - 364 pages
Series 9 - 218 pages Series 10 - 364 pages
Series 9-4 Hrs: 5 videos/ 5 section tests Series 10-12 Hrs: 15 videos/15 section tests
Series 9 - 750 questions Series 10 - 1,800 questions
15
Free UPS Shipping. Your tracking number will be emailed to you
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
449.00
Best Value
180 days instant access
Series 9 - 218 pages Series 10 - 364 pages
Series 9 - 750 questions Series 10 - 1,800 questions
15
Free UPS Shipping. Your tracking number will be emailed to you
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
329.00
Best additional product
Watch Demo Video
180 days instant access
Series 9-4 Hrs: 5 videos/ 5 section tests Series 10-12 Hrs: 15 videos/15 section tests
Series 9 - 750 questions Series 10 - 1,800 questions
15
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
239.00
GREENLIGHT GUARANTEE ™
×We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™
Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.
For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.
For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
What is the GreenLight Exam?
Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.
What are the limitations on the GreenLight Exam?
The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.
When should I take my GreenLight Exam?
You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.
What if I used materials from another provider?
While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.
What if I purchased a full study solution and do not pass?
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
How do I claim my money back guarantee if I do not pass my exam?
Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.
Why Choose
The Securities Institute of America
All-In-One Study System :
We provide a fully integrated learning environment by combining traditional textbooks with state-of-the-art video training and AI-powered tutoring.
High Impact Exam Prep :
Study smarter and learn faster with our TotalGenius! AI-powered platform, instant answers, instant guidance, and immediate results.
Experience :
Since our inception in 1995, Securities Exam Prep is all we do. We know what it takes to be successful on exam day and are here to help you every step of the way.
Results :
With more than 400,000 successful students and a pass rate of 90%, we take pride in our results
Frequently Asked Questions
Studying time isn’t the issue for most candidates — balancing it between two modules with different focuses is. The Series 9 covers general supervisory rules, while the Series 10 leans heavily into options strategies and supervision. If your prep leaned toward one, the other likely suffered.
There’s no limit to attempts, but FINRA requires a 30-day wait after a first and second failed attempt, and a 180-day wait after a third, for each module. Failed attempts don’t appear on your public record, but each retake costs time and a new exam fee.
GreenLight is built to match the difficulty and format of the real FINRA exams — not an easier version designed to make you feel confident. If you pass both GreenLight exams, you’re genuinely ready. If you don’t, you’ll know exactly what to fix on each before you spend another exam fee.
If you pass GreenLight within 5 days of your real exam dates and still fail either real exam, we refund your purchase. The guarantee only works because GreenLight is accurate — we’re confident in it because it’s based on 30 years of pass/fail data.
This package includes everything for both modules: textbooks, e-books, full video courses, 3,000+ practice questions, GreenLight readiness exams, and 24/7 access to TotalGenius for instant answers. Most candidates don’t need anything else.
It depends on your daily study time, but most candidates who failed once and switch to this approach are ready to retake within 3-4 weeks of focused study per module, since they’re not relearning everything — just closing specific gaps.