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Your FINRA CE is due.

Get your 12 IARCE credit hours done in one place and stay compliant in 2025.

FINRA’s Regulatory Element CE is now required every year, not every 3. NASAA’s IARCE requires 12 credit hours including 6 in ethics. Failure to complete means inactive license status. Our complete CE course checks every box, at your pace, on any device.

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Is your 12-hour IARCE requirement complete?

If you’re a licensed IAR and haven’t completed your 12 IARCE hours, your license can go inactive which means you cannot legally conduct securities business until CE is complete. Check your completion status now.

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and a guarantee we back with real money.

Complete 12-hour IARCE course satisfies the full annual NASAA CE requirement in one place
Includes 6 ethics credit hours the most common gap in advisor CE compliance
Self-paced: complete on your schedule, on desktop or mobile
Completion certificate delivered immediately ready for your compliance files
Also available: Firm Element CE courses across all major product areas and regulatory topics
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CE Compliance Checklist

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Includes:

1

What Regulatory Element CE is required in 2025 by license type

2

NASAA IARCE requirements by state (which states participate)

3

Firm Element: what’s required and what documentation FINRA expects

4

Inactive license consequences what happens and how to cure it

5

Securities Institute CE courses which satisfies which requirement

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