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Why Your First Attempt Didn't Work
If you walked out of the testing center and saw “fail” on one or both exams, it’s natural to second-guess whether you’re cut out for this. You are. The SIE covers broad industry fundamentals, while the Series 6 narrows in on investment company and variable contract products — and most failures come down to candidates passing the broad foundational exam comfortably, then underestimating how much product-specific detail the Series 6 demands on top of it. Your score reports already show you where each gap is. This package shows you how to close both.
What's Actually Different This Time
You don’t need to start over on either exam. You need a study system built around how the SIE and Series 6 are each actually tested — not how a textbook happens to be organized. That’s the difference between this package and a generic study guide: every component, from the question banks to the video lectures to GreenLight, is built around 30 years of real exam data on what gets tested on each exam, how often, and where candidates get tripped up when preparing for both at once — especially the mutual fund, variable annuity, and variable life distinctions on the Series 6.
Alternatives
Here’s the plan
and a guarantee we back with real money.
3,000+ practice questions across both exams, organized by topic weight, not alphabetically with dedicated coverage of product distinctions for the Series 6
Full video courses for both exams that show how each topic is actually tested, not just what it covers
GreenLight readiness exams for both the SIE and Series 6: same difficulty as the real FINRA tests, tells you honestly if you’re ready
Money-back guarantee, pass both GreenLight exams within 5 days of your real exams, fail the real ones, we refund you
TotalGenius AI tutor available 24/7, answers any question about either exam’s material instantly
Prepare to pass the FINRA Licensing Exams Today
Buy The Best SIE & Series 6 Exam Prep Study Materials
Prep to pass the SIE and Series 6 Investment Company Exams. Using the best SIE & Series 6 Exam Prep Solution. Our comprehensive study materials are the ultimate guide to get ready for test day. Our complete training course features:
13+ hours video training
1,200+ practice questions with explanations
432-page study guide
Real exam simulation & reports
Personalized study plan
90% Pass Rate
Over 25 years and 400,000 exams
Assured Success
If you use our practice exams
Chat & Call Support
We are with you every step of the way
Authors of the industry leading exam review guides
Creators of the best in class video training courses
Originators of the Greenlight money back pass guarantee
Developers of the most challenging test banks
Buy The Best SIE & Series 6 Exam Prep Study Materials
Enroll In Our Best In Class Series 6 Exam Prep Course
Series 6
Video Class Demo
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Physical Perfect Bound Textbook
eBook
Video Training Class
Test Bank
Number of Ways to Customize Exams
Comprehensive Question & Exam Reports
Unlimited Randomized Simulated Final Exams
Unlimited Topic Focused Practice Exams
Checkpoint Exams
Greenlight Exam
Exam Plan Personal Study Calendar
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Test Tips Video to Improve Your Score
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Watch Demo Video
180 days instant access
384 pages
384 pages
10 Hours - 12 videos - 12 section tests
1,500 questions
15
Free UPS Shipping. Your tracking number will be emailed to you
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
179.00
Best Value
180 days instant access
384 pages
1,500 questions
15
Free UPS Shipping. Your tracking number will be emailed to you
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
129.00
Best additional product
Watch Demo Video
180 days instant access
10 Hours - 12 videos - 12 section tests
1,500 questions
15
Accessible from any computer, phone or tablet
The ultimate shortcut and final crunch time reference guide
$
124.99
GREENLIGHT GUARANTEE ™
×We are so confident in the ability of our materials to prepare you to pass your exam that we are now offering our GreenLight Guarantee ™
Pass our GreenLight exam within 5 days of your actual exam, and if you do not pass we will refund your money.
For people who purchase exam prep software with the greenlight guarantee
If you bought only the exam prep software we will refund 100% of your purchase price.
For people who purchase a training package with exam prep software with the greenlight guarantee
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
What is the GreenLight Exam?
Our Greenlight exams have been developed based on the feedback received from thousands of students, regulatory outlines, rule amendments and notices. The questions in these exams have been developed by a huge team of the industry's foremost exam prep experts.
What are the limitations on the GreenLight Exam?
The Greenlight Exam may only be taken once. This is the score that will be used to determine your readiness to sit for the actual exam.
When should I take my GreenLight Exam?
You should take your GreenLight exam as one of your last exam prep exercises. You should have read your book completely, made notes and reviewed the most challenging areas several times. You should have spent a significant amount of time taking the practice exams and simulated final exams in our test bank prior to taking the GreenLight Exam. Only take the GreenLight Exam when you can give it your full and complete attention without being interrupted.
What if I used materials from another provider?
While we strongly feel that our Wiley Exam Review Guides are the best in the business, we understand that there are other options available. Our GreenLight Guarantee ™ is still in full force for you.
What if I purchased a full study solution and do not pass?
If you bought any training package with a textbook we will refund 100% of the purchase price of your package less $25 shipping and handling (we always pay for shipping).
How do I claim my money back guarantee if I do not pass my exam?
Email your score sheet from your approved test center to greenlight@securitiesce.com. No refunds will be processed without your certified score sheet.
Why Choose
The Securities Institute of America
All-In-One Study System :
We provide a fully integrated learning environment by combining traditional textbooks with state-of-the-art video training and AI-powered tutoring.
High Impact Exam Prep :
Study smarter and learn faster with our TotalGenius! AI-powered platform, instant answers, instant guidance, and immediate results.
Experience :
Since our inception in 1995, Securities Exam Prep is all we do. We know what it takes to be successful on exam day and are here to help you every step of the way.
Results :
With more than 400,000 successful students and a pass rate of 90%, we take pride in our results
Frequently Asked Questions
Studying time isn’t the issue for most candidates, the shift in depth between the two exams is. The SIE tests broad industry fundamentals, while the Series 6 demands detailed product knowledge. If your prep didn’t shift gears between the two, that’s often where points are lost.
There’s no limit to attempts, but FINRA requires a 30-day wait after a first and second failed attempt, and a 180-day wait after a third, for each exam. Failed attempts don’t appear on your public record, but each retake costs time and a new exam fee.
GreenLight is built to match the difficulty and format of the real FINRA exams not an easier version designed to make you feel confident. If you pass both GreenLight exams, you’re genuinely ready. If you don’t, you’ll know exactly what to fix on each before you spend another exam fee.
If you pass GreenLight within 5 days of your real exam dates and still fail either real exam, we refund your purchase. The guarantee only works because GreenLight is accurate, we’re confident in it because it’s based on 30 years of pass/fail data.
This package includes everything for both exams: textbooks, e-books, full video courses, 3,000+ practice questions, GreenLight readiness exams, and 24/7 access to TotalGenius for instant answers. Most candidates don’t need anything else.
It depends on your daily study time, but most candidates who failed once and switch to this approach are ready to retake the SIE within 2-3 weeks and the Series 6 within 3-4 weeks of focused study, since they’re not relearning everything just closing specific gaps.
6-Week SIE and Series 6
Retaker Study Plan
Includes:
Topic weighting breakdown (options = 15%, equity = 11%, etc.) with recommended hours per topic for a 6-week second attempt
Daily question volume targets by week (Week 1: 50/day → Week 6: 150/day)
The 3 most common reasons retakers fail again and the fix for each
GreenLight Guarantee activation checklist